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CRD 306951
COLUMBIA, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| R•••••••• J••••• W•••• | MANAGING MEMBER | D | yes | 01/2017 | Mar 25, 2020 | Aug 28, 2024 |
| W••••••••• C••••••• W•••• | MANAGING MEMBER, CCO | D | yes | 01/2017 | Mar 25, 2020 | Aug 28, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| T•• W• G•••• | n/a | n/a | n/a | N | yes | n/a |
| W• T•• P••••••• L•• | n/a | n/a | n/a | Y | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Columbia | Mo | United States | 4 | no |
| Sarasota | FL | United States | 3 | no |
| Rogers | Ar | United States | 1 | no |
| Sarasota | FL | United States | 1 | no |
| C••••••TON | Mo | United States |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2023 | Feb 8, 2024 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2023 | $482M | $354M | 36.2% | $268M | 21.6% | 22 | 17 | 5 | 2 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| I•••••••• A••••••• S•••••••• | 4 | Mar 27, 2025 | Sep 13, 2024 | COLUMBIA, MO | Team lift out | RIA to RIA | 44.4% |
| W•••••••• A••••••• G•••• L•• | 4 | Mar 27, 2025 | Feb 16, 2025 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| V• W••••• A••••••• L•• | 4 | Jul 1, 2020 | May 7, 2020 | OVERLAND PARK, KS | Team lift out | RIA to new firm | 10.5% |
| CHIEF INVESTMENT OFFICER |
| Na |
| no |
| 05/2023 |
| Nov 16, 2023 |
| Aug 28, 2024 |
| M••••••••• C••••• | CHIEF OPERATIONS OFFICER | Na | no | 01/2023 | Nov 16, 2023 | Aug 28, 2024 |
| no |
| $482M |
| $482M |
| 23 |
| 15 |
| 5 |
| n/a |
| n/a |
| 2022 | Mar 21, 2023 | $354M | $316M | 17 | 9 | 2 | n/a | n/a |
| 2021 | Feb 22, 2022 | $333M | $288M | 13 | 9 | 2 | n/a | n/a |
| 2020 | Feb 19, 2021 | $268M | $268M | 14 | 7 | 2 | n/a | n/a |
| COLUMBIA, MO |
| Team lift out |
| RIA to new firm |
| 44.4% |
| N•••••• A••••••• | 2 | Jan 28, 2025 | Jan 14, 2025 | COLUMBIA, MO | Team lift out | RIA to ibd | 16.7% |