DFX Intelligence

T•••• M••• P•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner16 years in industry

T•••• M••• P•••••••

Advisor at E• W••••• A•••••••

Salt Lake, UT | TORRANCE, CA

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Search this name across graphsid dfx:ria:2b54c35d-6a1e-31a3-c903-054198a6e212

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 22, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E• W••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E• W••••• A•••••••	Independent wealth	Oct 22, 2020	n/a	yes	TORRANCE, CA\|Salt Lake, UT	Current employment
F•••••••• I•••••• C•••••	Former SEC adviser	Jan 9, 2015	Oct 21, 2020	no	SALT LAKE CITY, UT	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••••••• I•••••• C•••••	E• W••••• A•••••••	Oct 21, 2020	Oct 22, 2020	1	Firm change	RIA to RIA
O••••••••• S••••••••• I•••	F•••••••• I•••••• C•••••	Jan 8, 2015	Jan 9, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
153610:111147:UT:2020-10-21	Oct 21, 2020	Oct 22, 2020	SALT LAKE CITY, UT	Firm change

Relationships

Registered with (3)

→ E• W••••• A•••••••Registered adviserregistration: current employment
Oct 22, 2020 to presentfactForm ADV
→ F•••••••• I•••••• C•••••Registered adviserregistration: previous registration
Jan 9, 2015 to Oct 21, 2020factForm ADV
→ O••••••••• S••••••••• I•••Registered adviserregistration: previous registration
Mar 22, 2012 to Jan 8, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2b54c35d-6a1e-31a3-c903-054198a6e212
First observed: Mar 22, 2012
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.