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FIC-SALT LAKE, LLC, CRD 153610
SALT LAKE CITY, UT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| C•••••• C••••••• L•••• | 30% OWNER | C | yes | 08/2011 | Jan 19, 2012 | Jun 24, 2020 |
| F•••••••• I•••••• H•••••••• L•• | 60% OWNER | D | yes | 03/2010 | Jan 19, 2012 | Jun 24, 2020 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| T•• I•••••• G••••• I••• | n/a | Former SEC adviser | $848M | Y | yes | n/a |
| T•• I•••••• G•••• I•••••••• A•••••• L•• | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Logan | Ut | United States | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2019 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2019 | $420M | $318M | 32.1% | $199M | 28.3% | 13 | 12 | 1 | 2 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| E• W••••• A••••••• | 10 | Oct 21, 2020 | Oct 22, 2020 | SALT LAKE CITY, UT | Firm absorbed | RIA to RIA | 90.9% |
| Member |
| Na |
| yes |
| 04/2010 |
| Jan 19, 2012 |
| Jun 24, 2020 |
| M•••••• M•••• R•••••••• | 50% MEMBER | D | yes | 09/2009 | Jan 19, 2012 | Jun 24, 2020 |
| S••••••••• P•••• W•••••• | Member | Na | yes | 04/2010 | Jan 19, 2012 | Jun 24, 2020 |
| S••••••••• P•••• W•••••• | 50% MEMBER | D | yes | 09/2009 | Jan 19, 2012 | Jun 24, 2020 |
| J••••••• B••••• C• | 10% OWNER | B | no | 10/2018 | Oct 17, 2018 | Jun 24, 2020 |
| S••••• S••••• N••••• | CHIEF COMPLIANCE OFFICER | Na | no | 08/2010 | Jan 19, 2012 | Jun 24, 2020 |
| $420M |
| $365M |
| 13 |
| 13 |
| 2 |
| n/a |
| n/a |
| 2018 | Mar 8, 2019 | $318M | $271M | 12 | 12 | 2 | n/a | n/a |
| 2017 | Mar 21, 2018 | $279M | $243M | 12 | 12 | 1 | n/a | n/a |
| 2016 | Mar 14, 2017 | $199M | $170M | 11 | 11 | n/a | n/a | n/a |
| 2015 | Mar 18, 2016 | $136M | $106M | 12 | 12 | n/a | n/a | n/a |
| 2014 | Feb 17, 2015 | $74.8M | $66.1M | 11 | 11 | n/a | n/a | n/a |
| 2013 | Feb 28, 2014 | $45.0M | $37.7M | 9 | 9 | n/a | n/a | n/a |
| 2012 | Feb 21, 2013 | $33.3M | $26.6M | 8 | 8 | n/a | n/a | n/a |
| 2011 | Jan 19, 2012 | $7.6M | $7.6M | n/a | n/a | n/a | n/a | n/a |