DFX Intelligence

A••••• G••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

A••••• G••• S••••

Advisor at A••••••••• F•••••••• S•••••••• L••

Salisbury, NC | Charlotte, NC

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Search this name across graphsid dfx:ria:2b61b12f-216f-28f1-9d60-218dea58380b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Aug 8, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• F•••••••• S•••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Feb 16, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Jul 6, 2026	n/a	yes	Salisbury, NC\|Charlotte, NC	Current employment
W•••• F•••• A•••••••	Wirehouse	Jun 17, 2015	May 28, 2026	no	CHARLOTTE, NC\|CHARLOTTE, NC\|ST. LOUIS, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	A••••••••• F•••••••• S•••••••• L••	May 28, 2026	Jul 6, 2026	39	Firm change	Wirehouse to ibd
A••••••••• A•••••• S•••••••• I•••	W•••• F•••• A•••••••	Aug 3, 2007	Jun 17, 2015

Relationships

Registered with (3)

→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: current employment
Jul 6, 2026 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jun 17, 2015 to May 28, 2026factForm ADV
→ A••••••••• A•••••• S•••••••• I•••Registered adviserregistration: previous registration
Aug 8, 2006 to Aug 3, 2007factForm ADV

Dated events

Occurred
May 28, 2026
A•••••• firm change
A••••• G••• S•••• left W•••• F•••• A••••••• for A••••••••• F•••••••• S•••••••• L•• (registered 2026-07-06)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2b61b12f-216f-28f1-9d60-218dea58380b
First observed: Aug 8, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.