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Advisor at PRIVATE ADVISOR GROUP, LLC
CHESTER, CT | MORRISTOWN, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PRIVATE ADVISOR GROUP, LLC | Bd affiliated wealth | Oct 3, 2011 | n/a | yes | CHESTER, CT|MORRISTOWN, NJ | Current employment |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Mar 14, 2003 | Sep 30, 2011 | no | CHESTER, CT|CHESTER, CT | Previous registration |
| VERAVEST INVESTMENT ADVISORS, INC. | n/a | Sep 15, 1999 | Apr 30, 2003 | no | GLASTONBURY , CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SECURITIES AMERICA ADVISORS, INC. | PRIVATE ADVISOR GROUP, LLC | Sep 30, 2011 | Oct 3, 2011 | 3 | Firm change | Other |
| VERAVEST INVESTMENT ADVISORS, INC. | SECURITIES AMERICA ADVISORS, INC. | Apr 30, 2003 | Mar 14, 2003 | -47 | Firm change after gap | Other |