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Advisor at WESTERN WEALTH MANAGEMENT LLC
Lakewood, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WESTERN WEALTH MANAGEMENT LLC | Independent wealth | Sep 21, 2021 | n/a | yes | Lakewood, CO | Current employment |
| WESTERN WEALTH MANAGEMENT LLC | Independent wealth | Jun 22, 2016 | Sep 21, 2021 | no | LAKEWOOD, CO | Previous registration |
| WESTERN WEALTH MANAGEMENT LLC | Former SEC adviser | Mar 14, 2016 | Jun 22, 2016 | no | GOLDEN, CO | Previous registration |
| EDWARD JONES | National bd RIA | Sep 9, 2013 | Mar 17, 2016 | no | CENTENNIAL, CO|ST LOUIS, MO|HIGHLANDS RANCH, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WESTERN WEALTH MANAGEMENT LLC | WESTERN WEALTH MANAGEMENT LLC | Jun 22, 2016 | Jun 22, 2016 | 0 | Bulk transfer | Other |
| EDWARD JONES | WESTERN WEALTH MANAGEMENT LLC | Mar 17, 2016 | Mar 14, 2016 | -3 | Firm change | Other |