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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

Mark Barkasy

Advisor at ST. BERNARD FINANCIAL SERVICES, INC.

Vernon, CT | RUSSELLVILLE, AR

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 13, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ST. BERNARD FINANCIAL SERVICES, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 7, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Sep 7, 2004
First registration: Sep 13, 2004
Dual registered: yes, broker-dealer
Other names: MARK BARKASY
IAPD individual key: 4334575

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ST. BERNARD FINANCIAL SERVICES, INC.	Bd affiliated wealth	Feb 27, 2018	n/a	yes	Vernon, CT\|RUSSELLVILLE, AR\|Vernon, CT	Current employment
INVEST FINANCIAL CORPORATION	Former SEC adviser	Jun 29, 2011	Feb 13, 2018	no	APPLETON, WI\|MANCHESTER, CT	Previous registration
ENSEMBLE FINANCIAL SERVICES, INC.	n/a	Jan 12, 2009	Jun 23, 2011	no	PITTSFORD, NY\|PITTSFORD, NY\|MANCHESTER, CT\|MANCHESTER, CT	Previous registration
SIGNATOR INVESTORS, INC.	Former SEC adviser	Sep 17, 2008	Jan 21, 2009	no	ROCKY HILL, CT	Previous registration
VOYA FINANCIAL PARTNERS, LLC	Former SEC adviser	Sep 13, 2004	Jun 4, 2008	no	CROMWELL, CT\|CROMWELL, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INVEST FINANCIAL CORPORATION	ST. BERNARD FINANCIAL SERVICES, INC.	Feb 13, 2018	Feb 27, 2018	14	Firm change	Other
ENSEMBLE FINANCIAL SERVICES, INC.	INVEST FINANCIAL CORPORATION	Jun 23, 2011	Jun 29, 2011	6	Firm change	Other
SIGNATOR INVESTORS, INC.	ENSEMBLE FINANCIAL SERVICES, INC.	Jan 21, 2009	Jan 12, 2009	-9	Firm change	Other
VOYA FINANCIAL PARTNERS, LLC	SIGNATOR INVESTORS, INC.	Jun 4, 2008	Sep 17, 2008	105	Firm change	Other

Relationships

Registered with (5)

→ ST. BERNARD FINANCIAL SERVICES, INC.Registered adviserregistration: current employment
Feb 27, 2018 to presentfactForm ADV
→ INVEST FINANCIAL CORPORATIONRegistered adviserregistration: previous registration
Jun 29, 2011 to Feb 13, 2018factForm ADV
→ ENSEMBLE FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jan 12, 2009 to Jun 23, 2011factForm ADV
→ SIGNATOR INVESTORS, INC.Registered adviserregistration: previous registration
Sep 17, 2008 to Jan 21, 2009factForm ADV
→ VOYA FINANCIAL PARTNERS, LLCRegistered adviserregistration: previous registration
Sep 13, 2004 to Jun 4, 2008factForm ADV

Dated events

No dated event names this entity yet.