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RIA / WealthRegistered adviserbroker-dealer affiliated wealth managerSEC registeredRAUM 100m 1b

ST. BERNARD FINANCIAL SERVICES, INC.

CRD 36956

RUSSELLVILLE, AR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5f29a224-ec52-38bc-80c2-07e2ebb7fbe6

Data as of May 5, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 56
Dated events: 12
On other graphs: 0
Observed: Jan 20, 2012 to May 5, 2026
50 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: broker-dealer affiliated wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=113.0
Regulatory AUM: $136MItem 5.F on the latest filing (2026-05-05); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $136MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 31
RAUM per advisor: $4.4Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 117
Advisory employees: 30
Offices: 30Schedule D 1.F, beyond the principal office
Accounts: 798
Individual clients: 786
High net worth clients: 12
SEC number: 801-113763
CRD: 36956
Filings on the tape: 50
First filed: Jan 20, 2012
Latest filed: May 5, 2026
Organised: Corporation, AR
Website: turnerfinancial.net

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first; showing 25 of 30

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
KATHRYN DELORES CARROLL	n/a	RUSSELLVILLE, AR \| Beebe, AR	16	36	1	yes
JAMES DAVID ORGERON	n/a	KENNeR, LA \| RUSSELLVILLE, AR	14	18	1	yes
ADAM KENNON BROWN	n/a	RUSSELLVILLE, AR \| JONESBORO, AR	13	21	3	yes
JOSHUA ROE TURNER	n/a	Rogers, AR \| RUSSELLVILLE, AR	12	23	1	yes
PHIL GALEN WARD	Personal Financial Specialist	RUSSELLVILLE, AR \| Tulsa, OK	10	49	2	yes
DAVID JAMES MANNAIONI	Certified Financial Planner\|Chartered Financial Consultant	Centennial, CO \| RUSSELLVILLE, AR	9	26	6	yes
JEREMY PATRICK SAKULENZKI	n/a	San Antonio, TX \| RUSSELLVILLE, AR	9	11	n/a	yes
HAROLD IRWIN GOREN	n/a	RUSSELLVILLE, AR \| Redmond, WA	9	36	1	yes
CARL CHRISTIAN REIDEMEISTER	Chartered Financial Consultant	Groton, CT \| Lyme, CT \| RUSSELLVILLE, AR	9	39	2	yes
WAJEEHUDDIN SALIM SIDDIQUI	n/a	RUSSELLVILLE, AR \| St Louis, MO	8	33	2	yes
PATRICK THAYNE WILLIAMS	n/a	RUSSELLVILLE, AR \| Mena, AR	8	30	3	yes
Mark Barkasy	n/a	Vernon, CT \| RUSSELLVILLE, AR	8	22	4	yes
John Huey Neely	n/a	Edmond, OK \| RUSSELLVILLE, AR	7	38	5	yes
DAVID WAYNE TOMFOHRDE	n/a	RUSSELLVILLE, AR \| Maplewood, MN	7	33	1	yes
STEPHANIE MATTHEWS MITZEL	n/a	RUSSELLVILLE, AR \| Phoenix, AZ	7	24	4	yes
Emma Gean Godbee	n/a	RUSSELLVILLE, AR \| Riverdale, GA	6	50	3	yes
MARK EDWARD CELI	n/a	RUSSELLVILLE, AR \| Concord, MA	6	34	n/a	yes
Gregory Harold Hubbell	Certified Financial Planner	RUSSELLVILLE, AR \| San Mateo, CA	5	31	3	yes
Frank Thomas Winters	n/a	RUSSELLVILLE, AR \| Tucson, AZ	5	24	5	yes
ROBERT MARTIN NICKOSON	n/a	RUSSELLVILLE, AR \| Tallmadge, OH	4	23	2	no
WANDA ELAINE WARSINSKI	n/a	Royal Oak, MI \| RUSSELLVILLE, AR	4	16	2	yes
ROSS L WAMSLEY	n/a	RUSSELLVILLE, AR \| West Jordan, UT	3	20	4	yes
ERIC ALAN SANDS	n/a	Ft. Lauderdale, FL \| RUSSELLVILLE, AR \| Ft Lauderdale, FL	2	26	8	yes
SIDNEY EUGENE BANKS	n/a	JONESBORO, AR \| RUSSELLVILLE, AR	2	46	3	yes
PHILLIP DENNIS BOYD	n/a	Edmond, OK \| RUSSELLVILLE, AR	2	26	3	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
KEENAN, ROBERT JR	Trustee	E	yes	02/2012	Jan 20, 2012	May 1, 2024
KEENAN, ROBERT JR	CEO, CCO, TRUSTEE OF ROBERT KEENAN TRUST	Na	yes	03/1994	Jan 20, 2012	May 1, 2024
ROBERT KEENAN REVOCABLE TRUST	Owner	E	yes	02/2012	Jan 30, 2014	May 1, 2024
CELI, MARK EDWARD	OPTIONS PRINCIPAL	Na	no	12/2019	Jan 23, 2020	May 1, 2024
DYER, SHARON JANE	ASSISTANT FINOP AND MUNI PRINCIPAL	Na	no	05/2017	Jun 29, 2018	May 1, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ST. BERNARD FINANCIAL SERVICES, INC.	n/a	Bd affiliated wealth	$136M	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Jonesboro	Ar	United States	2	yes
Rogers	Ar	United States	2	yes
Rogers	Ar	United States	1	yes
Rogers	Ar	United States	1	yes
Tucson	Az	United States	1	yes
WOODLAND HILLS	CA	United States	1	yes
Vernon	Ct	United States	1	yes
FT LAUDERDALE	FL	United States	1	yes
Riverdale	Ga	United States	1	yes
Westfield	Ma	United States	1	yes
Maplewood	Mn	United States	1	yes
ST LOUIS	Mo	United States	1	yes
BROKEN ARROW	Ok	United States	1	yes
Tulsa	Ok	United States	1	yes
SAN ANTONIO	TX	United States	1	yes
WEST JORDAN	Ut	United States	1	yes
n/a	n/a	n/a	1	yes
n/a	n/a	n/a	1	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Jan 29, 2025	$130M	$0	109	30	30	n/a	n/a
2023	May 1, 2024	$129M	$0	111	30	30	n/a	n/a
2022	Feb 9, 2023	$104M	$0	117	23	23	n/a	n/a
2021	Feb 11, 2022	$133M	$0	135	23	22	n/a	n/a
2020	Jan 25, 2021	$101M	$0	114	40	22	n/a	n/a
2019	Jan 23, 2020	$70.1M	$0	105	40	20	n/a	n/a
2018	Jan 28, 2019	$61.4M	$0	94	42	34	n/a	n/a
2013	Jan 30, 2014	$141M	$0	12	12	n/a	n/a	n/a
2012	Feb 21, 2013	$112M	$0	6	6	n/a	n/a	n/a
2011	Mar 12, 2012	$115M	$0	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	8	3

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$136M	$129M	5.8%	$133M	0.8%	117	111	30	30

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
O'BRIEN CAPITAL ADVISORS, LLC	2	Oct 31, 2018	Oct 23, 2018	SAPULPA, OK	Team lift out	Ibd to state RIA	12.5%

Relationships

Affiliated with (2)

→ ST. BERNARD FINANCIAL SERVICES, INC.Registered adviserother investment adviser, broker-dealer, insurance company, control, common control
factForm ADV
← NEW DAY WEALTH MANAGEMENT, LLCRegistered adviserother investment adviser, broker-dealer, control, common control
factForm ADV

Registered with (48)

← MARK BOLTON YARBROUGHAdvisorregistration: current employment
Dec 2, 2025 to presentfactForm ADV
← HOWARD CLINTON YOUNGAdvisorregistration: current employment
Aug 18, 2025 to presentfactForm ADV
← DAN R KESSLERAdvisorregistration: current employment
Jan 1, 2025 to presentfactForm ADV
← KATHLEEN M WHITEAdvisorregistration: current employment
Jan 1, 2025 to presentfactForm ADV
← AARON JEREMIAH OCHOAAdvisorregistration: current employment
Jan 1, 2025 to presentfactForm ADV
← PHILLIP DENNIS BOYDAdvisorregistration: current employment
Apr 22, 2024 to presentfactForm ADV
← SIDNEY EUGENE BANKSAdvisorregistration: current employment
Jan 8, 2024 to presentfactForm ADV
← ERIC ALAN SANDSAdvisorregistration: current employment
Nov 30, 2023 to presentfactForm ADV
← ROSS L WAMSLEYAdvisorregistration: current employment
Jun 29, 2023 to presentfactForm ADV
← WANDA ELAINE WARSINSKIAdvisorregistration: current employment
May 23, 2022 to presentfactForm ADV
← ROBERT MARTIN NICKOSONAdvisorregistration: current employment
Jan 5, 2022 to presentfactForm ADV
← Frank Thomas WintersAdvisorregistration: current employment
Aug 24, 2021 to presentfactForm ADV
← Gregory Harold HubbellAdvisorregistration: current employment
Aug 18, 2021 to presentfactForm ADV
← MARK EDWARD CELIAdvisorregistration: current employment
Jan 30, 2020 to presentfactForm ADV
← Emma Gean GodbeeAdvisorregistration: current employment
Nov 19, 2019 to presentfactForm ADV
← STEPHANIE MATTHEWS MITZELAdvisorregistration: current employment
Sep 6, 2019 to presentfactForm ADV
← DAVID WAYNE TOMFOHRDEAdvisorregistration: current employment
Apr 16, 2019 to presentfactForm ADV
← John Huey NeelyAdvisorregistration: current employment
Mar 15, 2019 to presentfactForm ADV
← Mark BarkasyAdvisorregistration: current employment
Feb 27, 2018 to presentfactForm ADV
← PATRICK THAYNE WILLIAMSAdvisorregistration: current employment
Jan 18, 2018 to presentfactForm ADV
← WAJEEHUDDIN SALIM SIDDIQUIAdvisorregistration: current employment
Nov 29, 2017 to presentfactForm ADV
← CARL CHRISTIAN REIDEMEISTERAdvisorregistration: current employment
Mar 28, 2017 to presentfactForm ADV
← HAROLD IRWIN GORENAdvisorregistration: current employment
Feb 7, 2017 to presentfactForm ADV
← JEREMY PATRICK SAKULENZKIAdvisorregistration: current employment
Dec 3, 2016 to presentfactForm ADV
← DAVID JAMES MANNAIONIAdvisorregistration: current employment
Nov 21, 2016 to presentfactForm ADV
← ROBERT KEENANAdvisorregistration: current employment
Jun 16, 2016 to presentfactForm ADV
← PHIL GALEN WARDAdvisorregistration: current employment
Dec 1, 2015 to presentfactForm ADV
← JOSHUA ROE TURNERAdvisorregistration: current employment
Jan 4, 2014 to presentfactForm ADV
← ADAM KENNON BROWNAdvisorregistration: current employment
Nov 8, 2012 to presentfactForm ADV
← JAMES DAVID ORGERONAdvisorregistration: current employment
Jun 21, 2012 to presentfactForm ADV
and 18 more

Owns (2)

← DYER, SHARON JANEOwnerASSISTANT FINOP AND MUNI PRINCIPAL, ownership code NA, individual
Jun 29, 2018 to May 1, 2024factForm ADV
← CELI, MARK EDWARDOwnerOPTIONS PRINCIPAL, ownership code NA, individual
Jan 23, 2020 to May 1, 2024factForm ADV

Controls (2)

← KEENAN, ROBERT JROwnerTRUSTEE, ownership code E, individual
Jan 20, 2012 to May 1, 2024factForm ADV
← ROBERT KEENAN REVOCABLE TRUSTOwnerOWNER, ownership code E, domestic entity
Jan 30, 2014 to May 1, 2024factForm ADV

Moved with (1)

→ O'BRIEN CAPITAL ADVISORS, LLCRegistered adviser2 advisors, team lift out, same day
Oct 31, 2018 to Oct 23, 2018factForm ADV

Dated events

6 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Apr 25, 2024
Advisor changed firm
Andre Normand Coulombe left St. Bernard Financial Services, Inc. for Coulombe And Sons Wealth Management (registered 2025-01-27)
Form ADVobserved 4 days ago
Occurred
Dec 22, 2023
Advisor changed firm
George Chui left St. Bernard Financial Services, Inc. for Wells Fargo Advisors (registered 2024-03-08)
Form ADVobserved 4 days ago
Occurred
Dec 22, 2023
Advisor changed firm
Steve Durant Pontiff left St. Bernard Financial Services, Inc. for Primerica Advisors (registered 2025-12-02)
Form ADVobserved 4 days ago
Occurred
Aug 28, 2023
Advisor changed firm
Eustis Gerard Habighorst left St. Bernard Financial Services, Inc. for U.S. Bancorp Investments, Inc. (registered 2023-08-29)
Form ADVobserved 4 days ago
Occurred
Dec 31, 2022
Advisor changed firm
Carlyle Alton Wimberly left St. Bernard Financial Services, Inc. for Pruco Securities, Llc (registered 2024-05-09)
Form ADVobserved 4 days ago
Occurred
Jun 29, 2018
First Form ADV filing
St. Bernard Financial Services, Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Show 6 bookkeeping events

Occurred
May 1, 2024
St. Bernard Financial Services, Inc. reported 30 offices beyond its principal office, up from 23 (2023-06-27 to 2024-05-01)
Occurred
May 1, 2024
St. Bernard Financial Services, Inc. reported 30 state-registered advisory representatives, down from 40 (2023-06-27 to 2024-05-01)
Occurred
Jan 23, 2020
St. Bernard Financial Services, Inc. reported 20 offices beyond its principal office, down from 34 (2019-08-29 to 2020-01-23)
Occurred
Aug 1, 2018
St. Bernard Financial Services, Inc. reported 34 offices beyond its principal office, up from 25 (2018-06-29 to 2018-08-01)
Occurred
Aug 1, 2018
St. Bernard Financial Services, Inc. reported 44 state-registered advisory representatives, up from 24 (2018-06-29 to 2018-08-01)
Occurred
Jun 29, 2018
St. Bernard Financial Services, Inc. reported 24 state-registered advisory representatives, up from 10 (2015-09-18 to 2018-06-29)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5f29a224-ec52-38bc-80c2-07e2ebb7fbe6
First observed: Jan 20, 2012
Last observed: May 5, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ST. BERNARD FINANCIAL SERVICES, INC.

CRD 36956

RUSSELLVILLE, AR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5f29a224-ec52-38bc-80c2-07e2ebb7fbe6

Data as of May 5, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:44 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

KATHRYN DELORES CARROLL

n/a

RUSSELLVILLE, AR | Beebe, AR

yes

JAMES DAVID ORGERON

n/a

KENNeR, LA | RUSSELLVILLE, AR

yes

ADAM KENNON BROWN

n/a

RUSSELLVILLE, AR | JONESBORO, AR

yes

JOSHUA ROE TURNER

n/a

Rogers, AR | RUSSELLVILLE, AR

yes

PHIL GALEN WARD

Personal Financial Specialist

RUSSELLVILLE, AR | Tulsa, OK

yes

DAVID JAMES MANNAIONI

Certified Financial Planner|Chartered Financial Consultant

Centennial, CO | RUSSELLVILLE, AR

yes

JEREMY PATRICK SAKULENZKI

n/a

San Antonio, TX | RUSSELLVILLE, AR

n/a

yes

HAROLD IRWIN GOREN

n/a

RUSSELLVILLE, AR | Redmond, WA

yes

CARL CHRISTIAN REIDEMEISTER

Chartered Financial Consultant

Groton, CT | Lyme, CT | RUSSELLVILLE, AR

yes

WAJEEHUDDIN SALIM SIDDIQUI

n/a

RUSSELLVILLE, AR | St Louis, MO

yes

PATRICK THAYNE WILLIAMS

n/a

RUSSELLVILLE, AR | Mena, AR

yes

Mark Barkasy

n/a

Vernon, CT | RUSSELLVILLE, AR

yes

John Huey Neely

n/a

Edmond, OK | RUSSELLVILLE, AR

yes

DAVID WAYNE TOMFOHRDE

n/a

RUSSELLVILLE, AR | Maplewood, MN

yes

STEPHANIE MATTHEWS MITZEL

n/a

RUSSELLVILLE, AR | Phoenix, AZ

yes

Emma Gean Godbee

n/a

RUSSELLVILLE, AR | Riverdale, GA

yes

MARK EDWARD CELI

n/a

RUSSELLVILLE, AR | Concord, MA

n/a

yes

Gregory Harold Hubbell

Certified Financial Planner

RUSSELLVILLE, AR | San Mateo, CA

yes

Frank Thomas Winters

n/a

RUSSELLVILLE, AR | Tucson, AZ

yes

ROBERT MARTIN NICKOSON

n/a

RUSSELLVILLE, AR | Tallmadge, OH

WANDA ELAINE WARSINSKI

n/a

Royal Oak, MI | RUSSELLVILLE, AR

yes

ROSS L WAMSLEY

n/a

RUSSELLVILLE, AR | West Jordan, UT

yes

ERIC ALAN SANDS

n/a

Ft. Lauderdale, FL | RUSSELLVILLE, AR | Ft Lauderdale, FL

yes

SIDNEY EUGENE BANKS

n/a

JONESBORO, AR | RUSSELLVILLE, AR

yes

PHILLIP DENNIS BOYD

n/a

Edmond, OK | RUSSELLVILLE, AR

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

KEENAN, ROBERT JR

Trustee

yes

02/2012

Jan 20, 2012

May 1, 2024

KEENAN, ROBERT JR

CEO, CCO, TRUSTEE OF ROBERT KEENAN TRUST

yes

03/1994

Jan 20, 2012

May 1, 2024

ROBERT KEENAN REVOCABLE TRUST

Owner

yes

02/2012

Jan 30, 2014

May 1, 2024

CELI, MARK EDWARD

OPTIONS PRINCIPAL

12/2019

Jan 23, 2020

May 1, 2024

DYER, SHARON JANE

ASSISTANT FINOP AND MUNI PRINCIPAL

05/2017

Jun 29, 2018

May 1, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ST. BERNARD FINANCIAL SERVICES, INC.

n/a

Bd affiliated wealth

$136M

yes

n/a

City

State

Country

Employees

Also broker-dealer

Jonesboro

United States

yes

Rogers

United States

yes

Rogers

United States

yes

Rogers

United States

yes

Tucson

United States

yes

WOODLAND HILLS

United States

yes

Vernon

United States

yes

FT LAUDERDALE

United States

yes

Riverdale

United States

yes

Westfield

United States

yes

Maplewood

United States

yes

ST LOUIS

United States

yes

BROKEN ARROW

United States

yes

Tulsa

United States

yes

SAN ANTONIO

United States

yes

WEST JORDAN

United States

yes

n/a

yes

n/a

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2024

Jan 29, 2025

$130M

109

n/a

2023

May 1, 2024

$129M

111

n/a

2022

Feb 9, 2023

$104M

117

n/a

2021

Feb 11, 2022

$133M

135

n/a

2020

Jan 25, 2021

$101M

114

n/a

2019

Jan 23, 2020

$70.1M

105

n/a

2018

Jan 28, 2019

$61.4M

n/a

2013

Jan 30, 2014

$141M

n/a

2012

Feb 21, 2013

$112M

n/a

2011

Mar 12, 2012

$115M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2024

$136M

$129M

5.8%

$133M

0.8%

117

111

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

O'BRIEN CAPITAL ADVISORS, LLC

Oct 31, 2018

Oct 23, 2018

SAPULPA, OK

Team lift out

Ibd to state RIA

12.5%