This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

FOUNDERS FINANCIAL SECURITIES, LLC

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Dec 1, 2005earliest registration or exam on IAPD

Years in industry

20derivedfrom the industry start date

Years at current firm

3derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Exams

S66

First exam

Jul 21, 2017

First registration

Nov 7, 2017

Dual registered

yes, broker-dealer

Other names

LONE MCCORD

IAPD individual key

2372524

• Occurred

  Aug 1, 2023
  Advisor changed firm

  Mitchell Lone Mccord left Securities America Advisors, Inc. for Founders Financial Securities, Llc (registered 2023-08-09)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:2b73229f-d60a-44b3-9a1f-8ee80bc78246

First observed

Nov 7, 2017

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.