DFX Intelligence
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Reading the graph
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Advisor at L•••
LOS ANGELES, CA | Ann Arbor, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L••• | Independent wealth | Jul 18, 2025 | n/a | yes | LOS ANGELES, CA|Ann Arbor, MI | Current employment |
| E••••••• C•••••• M••••••••• I•• | Former SEC adviser | Apr 2, 2024 | Sep 15, 2025 | no | ANN ARBOR, MI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| E••••••• C•••••• M••••••••• I•• | L••• | Sep 15, 2025 | Jul 18, 2025 | -59 | Firm change after gap | RIA to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 104875:269866:MI:2025-09-15 | Sep 15, 2025 | Jul 18, 2025 | ANN ARBOR, MI | Firm change after gap |