DFX Intelligence

E••••••• C•••••• M••••••••• I••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

E••••••• C•••••• M••••••••• I••

CRD 104875

ANN ARBOR, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0b5615cb-f90c-4497-c275-c30a8fddec37

Data as of Feb 27, 2025 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 22
Dated events: 18
On other graphs: 0
Observed: Mar 21, 2012 to Feb 27, 2025
49 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $833M••• Locked
Discretionary RAUM: $831M
Private client RAUM: $792Mderived••• Locked
Private client share: 95%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 13

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••••••• J•••••• S••••••	EXECUTIVE OFFICER	A	yes	05/2023	May 1, 2023	Sep 23, 2024
M••••••• K••••• D•••••	MANAGING DIRECTOR	C	yes	12/1995	Mar 21, 2012	Sep 23, 2024

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$833M	$744M	11.9%	$705M	5.7%	13	14	0	1

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
L•••	10	Sep 15, 2025	Jul 21, 2025	ANN ARBOR, MI	Firm absorbed	RIA to RIA	100.0%
A•••••• A•••••••• L••	2	Sep 17, 2019	Sep 16, 2019

Relationships

Registered with (16)

← M•••••• R••••• R•••Advisorregistration: previous registration
Aug 25, 2010 to Sep 15, 2025factForm ADV
← K•••• D••••• M••••••Advisorregistration: previous registration
Aug 25, 2010 to Sep 15, 2025factForm ADV
← J••••• Z•••••• M•••••Advisorregistration: previous registration
Mar 18, 2024 to Sep 15, 2025factForm ADV
← A••••• D•••• S••••••

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Sep 15, 2025
Firm absorbed
••• Locked
Form ADVobserved 7 days ago
10 advisors
Occurred
Sep 15, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Sep 15, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0b5615cb-f90c-4497-c275-c30a8fddec37
First observed: Mar 21, 2012
Last observed: Feb 27, 2025 19 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.