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CLAYTON FINANCIAL SERVICES INC, CRD 105898
TOPEKA, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| ELIZABETH ANN YOUNG | Certified Financial Planner | TOPEKA, KS | 16 | 21 | n/a | no |
| BARBARA JEAN Duncan | Certified Financial Planner | TOPEKA, KS | 16 | 10 | n/a | no |
| ERIC SCOTT PURCELL | Certified Financial Planner | TOPEKA, KS | 9 | 10 | n/a | no |
| Zachary Wayne Pohlenz | Certified Financial Planner | TOPEKA, KS | 6 | 10 | 1 | no |
| Colton Kelly Walker | Certified Financial Planner | TOPEKA, KS | 5 | 13 | 1 | no |
| JAMES MICHAEL WALDEN | Chartered Financial Analyst | TOPEKA, KS | 4 | 18 | 1 | no |
| Sean Andrew Bounous | n/a | TOPEKA, KS | 1 | 11 | n/a | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| CLAYTON, DEBRA, ANN | FOUNDING PARTNER/DIRECTOR | B | yes | 03/1989 | Mar 26, 2012 | Feb 22, 2024 |
| CLAYTON, RANDY, JOE | FOUNDING PARTNER/DIRECTOR | B | yes | 08/1984 | Mar 26, 2012 | Feb 22, 2024 |
| Duncan, BARBARA, JEAN | PARTNER/SENIOR WEALTH ADVISOR/DIRECTOR | B | yes | 02/2018 | Mar 22, 2019 | Feb 22, 2024 |
| Patty, Clinton, E | CHIEF COMPLIANCE OFFICER/MANAGING PARTNER/DIRECTOR | B | yes | 06/2016 | Mar 22, 2019 | Feb 22, 2024 |
| WALDEN, JAMES, MICHAEL | PARTNER/CHIEF INVESTMENT OFFICER/DIRECTOR | B | yes | 01/2020 | Mar 9, 2020 | Feb 22, 2024 |
| YOUNG, ELIZABETH, ANN | PARTNER/SENIOR WEALTH ADVISOR/DIRECTOR | B | yes | 02/2018 | Mar 22, 2019 | Feb 22, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Lawrence | Ks | United States | 0 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 5, 2026 | $910M | $910M | 14 | 8 | 1 | n/a | n/a |
| 2024 | Mar 3, 2025 | $811M | $811M | 12 | 7 | 1 | n/a | n/a |
| 2023 | Feb 22, 2024 | $696M | $696M | 12 | 7 | 1 | n/a | n/a |
| 2022 | Feb 14, 2023 | $627M | $627M | 12 | 7 | 1 | n/a | n/a |
| 2021 | Feb 22, 2022 | $707M | $707M | 15 | 9 | 1 | n/a | n/a |
| 2020 | Feb 4, 2021 | $617M | $617M | 14 | 9 | 0 | n/a | n/a |
| 2019 | Mar 9, 2020 | $542M | $542M | 13 | 8 | 0 | n/a | n/a |
| 2018 | Mar 22, 2019 | $444M | $444M | 13 | 8 | 0 | n/a | n/a |
| 2017 | Mar 23, 2018 | $476M | $476M | 12 | 8 | 0 | n/a | n/a |
| 2016 | Mar 29, 2017 | $405M | $405M | 12 | 8 | n/a | n/a | n/a |
| 2015 | Mar 10, 2016 | $380M | $380M | 11 | 11 | n/a | n/a | n/a |
| 2014 | Mar 26, 2015 | $389M | $389M | 11 | 8 | n/a | n/a | n/a |
| 2013 | Mar 20, 2014 | $359M | $359M | 11 | 8 | n/a | n/a | n/a |
| 2012 | Mar 26, 2013 | $300M | $300M | 11 | 9 | n/a | n/a | n/a |
| 2011 | Mar 26, 2012 | $264M | $264M | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $910M | $811M | 12.2% | $627M | 13.2% | 14 | 12 | 1 | 1 |