DFX Intelligence

K••••••• A•• H•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner19 years in industry

K••••••• A•• H•••

Advisor at E••••••• P•••••• W•••••• I•••

TOPEKA, KS

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Aug 22, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••••• P•••••• W•••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 21, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••••••• P•••••• W•••••• I•••	Independent wealth	Apr 29, 2025	n/a	yes	TOPEKA, KS	Current employment
S•••••••• A•••••••• L••	Bd affiliated wealth	Sep 23, 2021	Apr 21, 2025	no	MIAMI, FL\|Lawrence, KS

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• A•••••••• L••	E••••••• P•••••• W•••••• I•••	Apr 21, 2025	Apr 29, 2025	8	Firm change	Ibd to RIA
C•••••• W••••• P•••••••	S•••••••• A•••••••• L••	Nov 20, 2017	Sep 23, 2021

Relationships

Registered with (4)

→ E••••••• P•••••• W•••••• I•••Registered adviserregistration: current employment
Apr 29, 2025 to presentfactForm ADV
→ S•••••••• A•••••••• L••Registered adviserregistration: previous registration
Sep 23, 2021 to Apr 21, 2025factForm ADV
→ C•••••• W••••• P•••••••Registered adviserregistration: previous registration
Aug 11, 2011 to Nov 20, 2017factForm ADV
→ O••••••••• • C•• I•••

Dated events

Order

Occurred
21 Apr 2025
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Aug 22, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.