DFX Intelligence

S•••• R••••• J•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner31 years in industry

S•••• R••••• J•••••

Advisor at M••••••••• F•••••••• G••••

Surprise, AZ | Bellevue, WA

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Search this name across graphsid dfx:ria:2b8045a6-31aa-43cc-9b1f-a3f9de6f1682

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: May 3, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••••• F•••••••• G••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 16, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••••• F•••••••• G••••	Independent wealth	Jul 16, 2018	n/a	yes	Bellevue, WA\|Surprise, AZ	Current employment
C••••• A•••••• N••••••• L••	Former SEC adviser	May 3, 2001	Jul 19, 2018	no	BELLEVUE, WA\|BELLEVUE, WA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• A•••••• N••••••• L••	M••••••••• F•••••••• G••••	Jul 19, 2018	Jul 16, 2018	-3	Firm change	Ibd to new firm

Team moves

••• Locked

Team	Left	Joined	From	Kind
13572:297388:WA:2018-07-19	Jul 19, 2018	Jul 16, 2018	BELLEVUE, WA	Firm change

Relationships

Registered with (2)

→ M••••••••• F•••••••• G••••Registered adviserregistration: current employment
Jul 16, 2018 to presentfactForm ADV
→ C••••• A•••••• N••••••• L••Registered adviserregistration: previous registration
May 3, 2001 to Jul 19, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2b8045a6-31aa-43cc-9b1f-a3f9de6f1682
First observed: May 3, 2001
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.