DFX Intelligence

M••••••••• F•••••••• G••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

M••••••••• F•••••••• G••••

M••• J••••• FINANCIAL GROUP, INC., CRD 297388

BELLEVUE, WA

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Search this name across graphsid dfx:ria:18ac0802-5797-bd72-ea42-c31e4927a3e8

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 3
On other graphs: 0
Observed: Jun 5, 2018 to Mar 31, 2026
24 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $901M••• Locked
Discretionary RAUM: $896M
Private client RAUM: $901Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 7
RAUM per advisor: $129Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
S•••• R••••• J•••••	Certified Financial Planner	Surprise, AZ \| Bellevue, WA	8	31	1	no
E•••••••• A•• S••••	n/a	Bellevue, WA	8	27

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
J•••••• S••••• R•••••	CHIEF EXECUTIVE OFFICER	C	yes	08/2020	Jun 5, 2018	Mar 18, 2024
J•••• M••••• K••••••••	CHIEF COMPLIANCE OFFICER	Na	yes	05/2023	May 5, 2023	Mar 18, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$901M	$735M	22.7%	$531M	19.3%	16	14	1	1

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
C••••• A•••••• N••••••• L••	4	Jul 19, 2018	Jul 16, 2018	BELLEVUE, WA	Team lift out	Ibd to new firm	0.7%

Relationships

Registered with (8)

← B•••• B••••••• M••••••••Advisorregistration: current employment
Feb 13, 2025 to presentfactForm ADV
← A••••• C••••••••• H•••Advisorregistration: current employment
Jul 24, 2023 to presentfactForm ADV
← J••• L•••••• W•••••Advisorregistration: current employment
Dec 1, 2022 to presentfactForm ADV
← L•••• R••••• B••••

Dated events

Occurred
May 5, 2023
Control person joined
••• Locked
Form ADVobserved 8 days ago
Occurred
Apr 20, 2022
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago
Occurred
Jun 5, 2018
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:18ac0802-5797-bd72-ea42-c31e4927a3e8
First observed: Jun 5, 2018
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.