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Advisor at HOBART WEALTH
CHARLOTTE, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HOBART WEALTH | Independent wealth | May 18, 2023 | n/a | yes | CHARLOTTE, NC | Current employment |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Apr 17, 2020 | May 12, 2023 | no | Huntersville, NC|Huntersville, NC|Salisbury, NC|Cornelius, NC | Previous registration |
| EDWARD JONES | National bd RIA | Dec 9, 2013 | Apr 20, 2020 | no | ST LOUIS, MO|Concord, NC|CHINA GROVE, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | HOBART WEALTH | May 12, 2023 | May 18, 2023 | 6 | Firm change | Ibd to RIA |
| EDWARD JONES | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Apr 20, 2020 | Apr 17, 2020 | -3 | Firm change | Ibd to ibd |