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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

HOBART WEALTH

HOBART PRIVATE CAPITAL, LLC, CRD 168494

CHARLOTTE, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a1365f9f-cf6a-52de-80f0-dc2aadcaa8e0

Data as of Jun 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 23
Dated events: 6
On other graphs: 0
Observed: Feb 19, 2016 to Jun 30, 2026
36 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $558MItem 5.F on the latest filing (2026-06-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $555M
Private client RAUM: $558MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 12
RAUM per advisor: $46.5Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 18
Advisory employees: 11
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 2,074
Individual clients: 558
High net worth clients: 167
Custody, client assets: $178M
SEC number: 801-107338
CIK: 1767062
CRD: 168494
Filings on the tape: 36
First filed: Feb 19, 2016
Latest filed: Jun 30, 2026
Organised: Limited Liability Company, NC

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
CHRISTOPHER SCOTT HOBART	n/a	CHARLOTTE, NC	13	22	2	no
STEVEN ANDREW GREER	Certified Financial Planner	CHARLOTTE, NC	13	16	2	no
COREY SCOTT SUNSTROM	Certified Financial Planner	CHARLOTTE, NC	11	13	2	no
JOHN WALLACE TONISSEN	n/a	CHARLOTTE, NC	10	43	3	no
Jacob Daniel Woodrum	Certified Financial Planner	CHARLOTTE, NC	9	11	n/a	no
Thomas Ray Hamilton	n/a	CHARLOTTE, NC	7	15	6	no
Nicholas Adkins	Certified Financial Planner	CHARLOTTE, NC	3	12	2	no
Joshua Michael Pohl	n/a	CHARLOTTE, NC	1	11	1	no
CHARLES H RANDALL	n/a	CHARLOTTE, NC	0	16	3	no
Brian Matthew Colan	n/a	CHARLOTTE, NC	0	11	n/a	no
SADIE BISHOP	n/a	CHARLOTTE, NC	0	11	n/a	no
Nicholas Morabito	n/a	CHARLOTTE, NC	0	11	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Barton, Robert, Rae	CHIEF OPERATING OFFICER	Na	yes	05/2023	May 12, 2023	Nov 8, 2024
Hamilton, Thomas, Ray	CHIEF COMPLIANCE OFFICER	Na	yes	09/2018	Oct 23, 2018	Nov 8, 2024
HOBART, CHRISTOPHER, SCOTT	MANAGING MEMBER, PRESIDENT, CEO	E	yes	07/2013	Feb 19, 2016	Nov 8, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
HOBART INSURANCE SERVICES, LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Davidson	Nc	United States	7	no
Charlotte	Nc	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 10 of 11

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 26, 2026	$558M	$555M	18	11	2	n/a	n/a
2024	Apr 25, 2025	$430M	$427M	16	8	2	n/a	n/a
2023	Mar 13, 2024	$326M	$325M	15	8	2	n/a	n/a
2022	Mar 31, 2023	$268M	$268M	14	9	2	n/a	n/a
2021	Mar 31, 2022	$294M	$294M	20	10	2	n/a	n/a
2020	Mar 23, 2021	$268M	$268M	15	7	1	n/a	n/a
2019	Apr 6, 2020	$195M	$195M	15	7	2	n/a	n/a
2018	Mar 31, 2019	$160M	$160M	16	9	3	n/a	n/a
2017	Mar 30, 2018	$166M	$166M	7	7	1	n/a	n/a
2016	Mar 30, 2017	$135M	$135M	6	6	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	1	0	8.3%	0	0	0	3	2

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$558M	$430M	29.9%	$268M	27.6%	18	16	2	2

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	4	Nov 29, 2017	Apr 4, 2016	SARASOTA, FL	Team lift out	Other	2.3%

Relationships

Registered with (19)

← Nicholas MorabitoAdvisorregistration: current employment
Jul 15, 2026 to presentfactForm ADV
← SADIE BISHOPAdvisorregistration: current employment
Mar 30, 2026 to presentfactForm ADV
← Brian Matthew ColanAdvisorregistration: current employment
Jan 20, 2026 to presentfactForm ADV
← CHARLES H RANDALLAdvisorregistration: current employment
Nov 3, 2025 to presentfactForm ADV
← Joshua Michael PohlAdvisorregistration: current employment
Sep 5, 2025 to presentfactForm ADV
← Nicholas AdkinsAdvisorregistration: current employment
May 18, 2023 to presentfactForm ADV
← Thomas Ray HamiltonAdvisorregistration: current employment
Feb 5, 2019 to presentfactForm ADV
← Jacob Daniel WoodrumAdvisorregistration: current employment
Jul 28, 2017 to presentfactForm ADV
← JOHN WALLACE TONISSENAdvisorregistration: current employment
Apr 4, 2016 to presentfactForm ADV
← COREY SCOTT SUNSTROMAdvisorregistration: current employment
Feb 6, 2015 to presentfactForm ADV
← CHRISTOPHER SCOTT HOBARTAdvisorregistration: current employment
Sep 5, 2013 to presentfactForm ADV
← STEVEN ANDREW GREERAdvisorregistration: current employment
Sep 5, 2013 to presentfactForm ADV
← Robert BartonAdvisorregistration: previous registration
May 16, 2023 to May 1, 2026factForm ADV
← PATRICK GERARD SCHULTZAdvisorregistration: previous registration
Sep 5, 2024 to Jan 15, 2025factForm ADV
← DAVID SCOTT WELTONAdvisorregistration: previous registration
Apr 4, 2016 to Jun 9, 2021factForm ADV
← Michael P. LacyAdvisorregistration: previous registration
Aug 17, 2018 to Nov 10, 2020factForm ADV
← KAREN MEYER HOLLANDAdvisorregistration: previous registration
Feb 15, 2018 to Nov 4, 2019factForm ADV
← MATTHEW CHARLES MAIERSAdvisorregistration: previous registration
Jun 6, 2019 to Sep 30, 2019factForm ADV
← JOHN HANBY FOARDAdvisorregistration: previous registration
Jan 27, 2015 to Sep 29, 2016factForm ADV

Controls (3)

← HOBART, CHRISTOPHER, SCOTTOwnerMANAGING MEMBER, PRESIDENT, CEO, ownership code E, individual
Feb 19, 2016 to Nov 8, 2024factForm ADV
← Hamilton, Thomas, RayOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Oct 23, 2018 to Nov 8, 2024factForm ADV
← Barton, Robert, RaeOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
May 12, 2023 to Nov 8, 2024factForm ADV

Moved with (1)

← GLOBAL FINANCIAL PRIVATE CAPITAL, INC.Registered adviser4 advisors, team lift out
Nov 29, 2017 to Apr 4, 2016factForm ADV

Dated events

Occurred
May 1, 2026
Advisor changed firm
Robert Barton left Hobart Wealth for Lifestyle Asset Management, Inc. (registered 2026-08-10)
Form ADVobserved 4 days ago
Occurred
Mar 26, 2026
Regulatory AUM changed
Hobart Wealth reported RAUM $558.2M, up 30% from $429.7M (2026-01-06 to 2026-03-26)
Form ADVobserved 4 days ago
$129M
Occurred
Apr 25, 2025
Regulatory AUM changed
Hobart Wealth reported RAUM $429.7M, up 32% from $326.2M (2024-11-08 to 2025-04-25)
Form ADVobserved 4 days ago
$103M
Occurred
Jan 15, 2025
Advisor changed firm
Patrick Gerard Schultz left Hobart Wealth for C. F. Parks & Co., Inc. (registered 2025-01-15)
Form ADVobserved 4 days ago
Occurred
May 12, 2023
Control person joined
Rae Robert Barton (Chief Operating Officer) appeared on Schedule A of Hobart Wealth
Form ADVobserved 4 days ago
Occurred
Feb 19, 2016
First Form ADV filing
Hobart Private Capital, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a1365f9f-cf6a-52de-80f0-dc2aadcaa8e0
First observed: Feb 19, 2016
Last observed: Jun 30, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

HOBART WEALTH

HOBART PRIVATE CAPITAL, LLC, CRD 168494

CHARLOTTE, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a1365f9f-cf6a-52de-80f0-dc2aadcaa8e0

Data as of Jun 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:25 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

CHRISTOPHER SCOTT HOBART

n/a

CHARLOTTE, NC

STEVEN ANDREW GREER

Certified Financial Planner

CHARLOTTE, NC

COREY SCOTT SUNSTROM

Certified Financial Planner

CHARLOTTE, NC

JOHN WALLACE TONISSEN

n/a

CHARLOTTE, NC

Jacob Daniel Woodrum

Certified Financial Planner

CHARLOTTE, NC

n/a

Thomas Ray Hamilton

n/a

CHARLOTTE, NC

Nicholas Adkins

Certified Financial Planner

CHARLOTTE, NC

Joshua Michael Pohl

n/a

CHARLOTTE, NC

CHARLES H RANDALL

n/a

CHARLOTTE, NC

Brian Matthew Colan

n/a

CHARLOTTE, NC

n/a

SADIE BISHOP

n/a

CHARLOTTE, NC

n/a

Nicholas Morabito

n/a

CHARLOTTE, NC

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Barton, Robert, Rae

CHIEF OPERATING OFFICER

yes

05/2023

May 12, 2023

Nov 8, 2024

Hamilton, Thomas, Ray

CHIEF COMPLIANCE OFFICER

yes

09/2018

Oct 23, 2018

Nov 8, 2024

HOBART, CHRISTOPHER, SCOTT

MANAGING MEMBER, PRESIDENT, CEO

yes

07/2013

Feb 19, 2016

Nov 8, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

HOBART INSURANCE SERVICES, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Davidson

United States

Charlotte

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 26, 2026

$558M

$555M

n/a

2024

Apr 25, 2025

$430M

$427M

n/a

2023

Mar 13, 2024

$326M

$325M

n/a

2022

Mar 31, 2023

$268M

n/a

2021

Mar 31, 2022

$294M

n/a

2020

Mar 23, 2021

$268M

n/a

2019

Apr 6, 2020

$195M

n/a

2018

Mar 31, 2019

$160M

n/a

2017

Mar 30, 2018

$166M

n/a

2016

Mar 30, 2017

$135M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

8.3%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$558M

$430M

29.9%

$268M

27.6%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

Nov 29, 2017

Apr 4, 2016

SARASOTA, FL

Team lift out

Other

2.3%