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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Vestavia Hills, AL | Hernando, MS | Greenville, MS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Apr 21, 2026 | n/a | yes | Greenville, MS|Vestavia Hills, AL|Hernando, MS | Current employment |
| CONCOURSE FINANCIAL GROUP ADVISORS | Former SEC adviser | Jul 22, 2019 | Mar 3, 2025 | no | Vestavia Hills, AL|Birmingham, AL|BIRMINGHAM, AL | Previous registration |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Jan 21, 2014 | Jul 9, 2019 | no | GOODLETTSVILLE, TN|HENDERSONVILLE, TN | Previous registration |
| CETERA INVESTMENT SERVICES LLC | Former SEC adviser | Jul 12, 2013 | Jan 21, 2014 | no | HOOVER, AL|GOODLETTSVILLE, TN|GOODLETTSVILLE, TN|HENDERSONVILLE, TN|ST CLOUD, MN|NASHVILLE, TN|FRANKLIN, TN | Previous registration |
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Feb 13, 2013 | Jul 5, 2013 | no | BIRMINGHAM, AL | Previous registration |
| MORGAN KEEGAN & COMPANY, LLC | Former SEC adviser | Aug 26, 2011 | Feb 13, 2013 | no | BIRMINGHAM, AL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CONCOURSE FINANCIAL GROUP ADVISORS | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Mar 3, 2025 | Apr 21, 2026 | 414 | Firm change after gap | Ibd to ibd |
| CETERA INVESTMENT ADVISERS LLC | CONCOURSE FINANCIAL GROUP ADVISORS | Jul 9, 2019 | Jul 22, 2019 | 13 | Firm change | Ibd to ibd |
| CETERA INVESTMENT SERVICES LLC | CETERA INVESTMENT ADVISERS LLC | Jan 21, 2014 | Jan 21, 2014 | 0 | Bulk transfer | Other |
| RAYMOND JAMES & ASSOCIATES, INC. | CETERA INVESTMENT SERVICES LLC | Jul 5, 2013 | Jul 12, 2013 | 7 | Firm change | Other |
| MORGAN KEEGAN & COMPANY, LLC | RAYMOND JAMES & ASSOCIATES, INC. | Feb 13, 2013 | Feb 13, 2013 | 0 | Bulk transfer | Other |