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Advisor at B•••••• W•••••
WORTHINGTON, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| B•••••• W••••• | Independent wealth | Mar 14, 2024 | n/a | yes | WORTHINGTON, OH | Current employment |
| W••••••••• | Former SEC adviser | Mar 5, 2021 | Jun 6, 2024 | no | DELAWARE, OH|COLUMBUS, OH|DELAWARE, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| W••••••••• | B•••••• W••••• | Jun 6, 2024 | Mar 14, 2024 | -84 | Firm change after gap | RIA to RIA |
| S••••••• W••••• M••••••••• | W••••••••• | May 7, 2021 | Mar 5, 2021 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 283458:282202:TX:2021-05-07 | May 7, 2021 | Mar 5, 2021 | AUSTIN, TX | Firm change after gap |
| S••••••• W••••• M••••••••• | n/a | Apr 30, 2019 | May 7, 2021 | no | COLUMBUS, OH|AUSTIN, TX | Previous registration |
| S•••••••• W••••• P•••••••• L••• | Independent wealth | Apr 23, 2012 | Apr 4, 2019 | no | INDEPENDENCE, OH | Previous registration |
| Firm change after gap |
| Other |
| S•••••••• W••••• P•••••••• L••• | S••••••• W••••• M••••••••• | Apr 4, 2019 | Apr 30, 2019 | 26 | Firm change | Other |