DFX Intelligence

A•••• C•••••• M••••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserNot on rosterRAUM under $100M

A•••• C•••••• M••••••••• L•

CRD 167252

BETHESDA, MD

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Data as of Mar 31, 2017 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 12:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 3
On other graphs: 2
Observed: Jan 8, 2014 to Mar 31, 2017
7 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

A•••• C•••••• M••••••••• L••

Private equity manager · key_crd, key_sfn_adviser, shared_crd

Independent Sponsorsidentity

A•••• C•••••• M••••••••• L••

Capital provider to sponsors · key_crd, key_sfn_adviser, shared_crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $67.1M••• Locked
Discretionary RAUM: $67.1M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
A•••• E• P••••••••• F••• I•• S••	Private Equity Fund	$49.4M	Jul 14, 2026	9	Mar 25, 2016	reported	n/a
A•••• E• P••••••••• F••• S••	Private Equity Fund	$24.5M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•••••• H•••• N• M••••• N•••	LIMITED PARTNER, CHIEF PORTFOLIO AND RISK OFFICER	B	yes	02/2016	Jan 8, 2014	Mar 31, 2017
A•••• C•••••• P••••••• L•••	GENERAL PARTNER	Na	yes	12/2012	Jan 8, 2014	Mar 31, 2017

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
I• S•••••• C•••••• A••••••• ••• L••	n/a	Asset manager	$60B	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2016	Mar 31, 2017

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2016	$67.1M	$70.4M	-4.7%	n/a	n/a	6	6	n/a	n/a

Relationships

Advises (3)

→ A•••• E• P••••••••• F••• I•• S••Private fundPrivate Equity Fund, ERA
Mar 25, 2016 to presentfactForm ADV
→ A•••• E• P••••••••• F••• S••Private fundPrivate Equity Fund, ERA
Mar 26, 2013 to presentfactForm ADV
→ A•••• E• P••••••••• F••• I•• S••Private fundPrivate Equity Fund, ERA
Mar 29, 2019 to presentfactForm ADV

Affiliated with (2)

Dated events

Order

Occurred
11 Aug 2017
Ria registration change
••• Locked
Form ADV
Occurred
20 Jan 2014
Ria registration change
••• Locked
Form ADV
Occurred
8 Jan 2014
First Form ADV filing
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 8, 2014
Last observed: Mar 31, 2017 115 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.