DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

A•••• C•••••• M••••••••• L•

Former SEC-registered adviserBethesda, MarylandCRD 167252SEC 801-79076IAPD
Latest filing Mar 31, 2017
First filing on the tape Jan 8, 2014 · 7 filings
RAUM
$67.1M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
6 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
2
$67.1M gross assets
History
7 filings and snapshots on the tape
RAUM$67.1M as of Mar 31, 2017
Mar 11, 2015$45.2M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2017
Mar 11, 20150 then
Employees (5.A)6 as of Mar 31, 2017
Mar 11, 20158 then
Private funds2 as of Mar 31, 2017
Mar 11, 20151 then
RAUM -4.7% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2017; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$33.5MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-4.7%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed fees, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehicles, educational seminarsreportedItem 5.G
Custody
$19.9M, 2 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
2reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$19.9M for 2 clientsreported
Compensation
% of AUM, fixed, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      3 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      A•••• E• P••••••••• F••• I•• S••Private Equity Fund$70.9M9Mar 25, 2016
      A•••• E• P••••••••• F••• S••Private Equity Fund$31.6M4Mar 26, 2013
      A•••• E• P••••••••• F••• I•• S••Private Equity Fund$9.2M2Mar 29, 2019
      Owners and control persons
      Schedule A and B, latest filing
      • A•••••• H•••• N• M••••• N••• · Limited Partner, Chief Portfolio And Risk Officercontrol
        since 02/2016 · owns 10% to 25%
      • C•••••• H•••••• N• M••••• N••• · Limited Partner, Ceo, Cio, Chairperson Of The Boardcontrol
        since 02/2016 · owns 10% to 25%
      • W••••• S••••• M•••• · Shareholdercontrol
        since 03/2012 · owns 25% to 50% of I• S•••••• C••••••
      • M•••••• J•••••• P••••••• · Cco And Managing Director
        since 01/2014 · owns less than 5%
      Entity owners
      • A•••• C•••••• P••••••• L••• · General Partner
        direct · owns less than 5%
      • I• S•••••• C•••••• I••••••••• L••• · Limited Partner
        direct · owns 50% to 75%
      • I• S•••••• C•••••• · Shareholder
        indirect · owns 75% or more of I• S•••••• C•••••• Investment Ltd.
      • I• S•••••• C•••••• I••••••••• L••• · Shareholder
        indirect · owns 50% to 75% of A•••• C•••••• P••••••• L•••
      Related persons
      Schedule D 7.A
      Advisers that list A•••• C•••••• M••••••••• L• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Assets in custody · $70.4M to $19.9M
        Mar 25, 2016 to Mar 31, 2017
      • Discretionary RAUM · $70.4M to $67.1M
        Mar 25, 2016 to Mar 31, 2017
      • RAUM · $70.4M to $67.1M
        Mar 25, 2016 to Mar 31, 2017
      • Accounts · 1 to 2
        Mar 11, 2015 to Mar 25, 2016
      • Advisory employees · 7 to 6
        Mar 11, 2015 to Mar 25, 2016
      • Advisory activities · 3 to 2
        Mar 11, 2015 to Mar 25, 2016
      • Assets in custody · $45.2M to $70.4M
        Mar 11, 2015 to Mar 25, 2016
      • Employees · 8 to 6
        Mar 11, 2015 to Mar 25, 2016
      • Private funds · 1 to 2
        Mar 11, 2015 to Mar 25, 2016
      • Discretionary RAUM · $45.2M to $70.4M
        Mar 11, 2015 to Mar 25, 2016
      • RAUM · $45.2M to $70.4M
        Mar 11, 2015 to Mar 25, 2016
      • Related adviser · false to true
        Mar 11, 2015 to Mar 25, 2016
      • Assets in custody · $30.2M to $45.2M
        May 20, 2014 to Mar 11, 2015
      • Discretionary RAUM · $30.2M to $45.2M
        May 20, 2014 to Mar 11, 2015
      • RAUM · $30.2M to $45.2M
        May 20, 2014 to Mar 11, 2015
      • Assets in custody · unset to 30150754.0
        Jan 20, 2014 to May 20, 2014
      • Custody of client assets · false to true
        Jan 20, 2014 to May 20, 2014
      • Discretionary RAUM · $25.1M to $30.2M
        Jan 20, 2014 to May 20, 2014
      • RAUM · $25.1M to $30.2M
        Jan 20, 2014 to May 20, 2014
      • Private funds · 2 to 1
        Jan 8, 2014 to Jan 20, 2014
      Signals
      1 dated events
      • A•••• C•••••• M••••••••• L• filed its initial SEC registration (Form ADV)
        Jan 8, 2014 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Website
      A••••CAPITAL.COMreportedpublic record, Form ADV, Sep 18, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026