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B•••• D•• N•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)18 years in industry

B•••• D•• N•••••

Advisor at T••• P•••• W••••• A•••••••

Newark, CA | SAN FRANCISCO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2b963470-c473-bb95-557e-5f445a3f775d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Apr 7, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••• P•••• W••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 13, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
T••• P•••• W••••• A•••••••	Independent wealth	Dec 15, 2022	n/a	yes	Newark, CA\|SAN FRANCISCO, CA	Current employment
I••••••• F••	Independent wealth	Nov 18, 2021	Jan 17, 2023	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••• F••	T••• P•••• W••••• A•••••••	Jan 17, 2023	Dec 15, 2022	-33	Firm change after gap	RIA to new firm
L•• F•••••••• L••	I••••••• F••	Nov 12, 2021

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
6413:159301:CA:2021-11-12	Nov 12, 2021	Nov 18, 2021	SAN JOSE, CA	Firm change
127787:6413:CA:2016-11-15	Nov 15, 2016	Nov 15, 2016	FREMONT, CA	Firm change

Relationships

Registered with (5)

→ T••• P•••• W••••• A•••••••Registered adviserregistration: current employment
Dec 15, 2022 to presentfactForm ADV
→ I••••••• F••Registered adviserregistration: previous registration
Nov 18, 2021 to Jan 17, 2023factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Nov 15, 2016 to Nov 12, 2021factForm ADV
→ S••••••• P•••••• F••••••••• L••

Dated events

Occurred
Jan 17, 2023
Advisor changed firm
B•••• D•• N••••• left I••••••• F•• for T••• P•••• W••••• A••••••• (registered 2022-12-15)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2b963470-c473-bb95-557e-5f445a3f775d
First observed: Apr 7, 2011
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.