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T••• P•••• W••••• A•••••••, LLC, CRD 323817
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| T••••• K•••• | n/a | EL SEGUNDO, CA | SAN FRANCISCO, CA | Manhattan Beach, CA | 3 | 16 | 2 | no |
| V••••• K•••• | n/a | SAN FRANCISCO, CA | New York, NY | 3 | 14 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| K••••• T••••• | Principal | D | yes | 10/2022 | Oct 13, 2022 | Oct 22, 2024 |
| K••••• V••••• | Principal | D | yes | 10/2022 | Oct 13, 2022 | Oct 22, 2024 |
| H••••••••• K••••••• L••• |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| T••• I•••••••• S•••••••• L•• | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Newark | CA | United States | 2 | yes |
| NEW YORK | NY | United States | 1 | no |
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Apr 14, 2026 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 3 | 1 | 2 | 10.0% | 1 | 1 | 0 | 4 | 2 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $585M | $410M | 42.5% | $170M | 50.9% | 14 | 9 | 3 | 1 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | 2 | Dec 20, 2022 | Dec 14, 2022 | BURLINGAME, CA | Team lift out | RIA to new firm | 0.0% |
| no |
| K•••••• L••• H•••••••• | n/a | SAN FRANCISCO, CA | Wichita Falls, TX | 3 | 10 | 1 | no |
| B•••• D•• N••••• | Certified Financial Planner | Newark, CA | SAN FRANCISCO, CA | 3 | 18 | 4 | yes |
| S•••••• T••• T• N••••• | n/a | SAN FRANCISCO, CA | Milpitas, CA | 3 | 12 | 1 | no |
| S••••• B•••••••• | n/a | SAN FRANCISCO, CA | SAN FRANCISCO , CA | Burlingame, CA | 3 | 10 | n/a | no |
| E••••• V•••••••• | n/a | SAN FRANCISCO, CA | Los Angeles, CA | 3 | 13 | n/a | no |
| S•••• G•••• | n/a | New York, NY | SAN FRANCISCO, CA | 1 | 10 | n/a | no |
| K•••••• D••••••• G•••••• | n/a | EL SEGUNDO , CA | ORANGE, CA | SAN FRANCISCO, CA | 0 | 10 | 2 | no |
| J••••• A• K••••• | n/a | SAN FRANCISCO, CA | 0 | 17 | 2 | no |
| Cco |
| Na |
| no |
| 11/2022 |
| Feb 3, 2023 |
| Oct 22, 2024 |
| $585M |
| $585M |
| 14 |
| 9 |
| 3 |
| n/a |
| n/a |
| 2024 | Mar 26, 2025 | $410M | $410M | 9 | 9 | 1 | n/a | n/a |
| 2023 | Mar 19, 2024 | $319M | $319M | 7 | 7 | 2 | n/a | n/a |
| 2022 | Feb 3, 2023 | $170M | $170M | 8 | 5 | 2 | n/a | n/a |