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CRD 108756
STAMFORD, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| MBS AGENCY MASTER FUND, L.P. | Hedge Fund | $1.9B | Jan 8, 2019 | 15 | Mar 27, 2012 | reported | 021-117158 |
| STRUCTURED SERVICING HOLDINGS MASTER FUND, L.P. | Hedge Fund | $1.8B | Jan 8, 2019 | 15 | Mar 27, 2012 | reported | 021-40622 |
| SEA SMOKE FUND, L.L.C. | Hedge Fund | $999M | Jan 8, 2019 | 23 | Feb 24, 2016 | reported | 021-253616 |
| SPM CORE MASTER FUND, L.P. | Hedge Fund | $706M | Jan 8, 2019 | 110 | Mar 27, 2012 | reported | 021-146275 |
| SG SPM FUND, L.P. | Hedge Fund | $647M | Feb 26, 2015 | 10 | Mar 27, 2012 | dropped | 021-136416 |
| SG SPM FUND II, L.P. | Hedge Fund | $638M | Jul 11, 2017 | 17 | Mar 27, 2012 | dropped | 021-166572 |
| PARMENIDES MASTER FUND, L.P. | Hedge Fund | $373M | Nov 21, 2012 | 8 | Mar 27, 2012 | dropped | 021-115198 |
| SPM MACRO MASTER FUND LP - MVPQ MASTER SERIES | Hedge Fund | $325M | May 8, 2015 | 8 | Mar 27, 2012 | dropped | 021-156952 |
| SPM MACRO MASTER FUND, L.P. - REAL ESTATE RISK TRANSFER MASTER SERIES | Hedge Fund | $303M | Jan 8, 2019 | 19 | Mar 30, 2016 | reported | 021-255283 |
| SPM OPPORTUNITY MASTER FUND, L.P. | Hedge Fund | $297M | Jan 8, 2019 | 85 | Mar 27, 2012 | reported | 021-131946 |
| SPM SHANBA LTD. | Hedge Fund | $125M | Mar 30, 2016 | 1 | Mar 26, 2013 | dropped | n/a |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BROWNSTEIN, DONALD, IAN | MANAGING MEMBER | D | yes | 10/1996 | Mar 27, 2012 | Jan 8, 2019 |
| BROWNSTEIN, DONALD, IAN | EXECUTIVE CHAIRMAN (SPM, SPM III, SPM PRODUCTS) | Na | yes | 04/2017 | Mar 27, 2012 | Jan 8, 2019 |
| CRON, KENNETH, DALE | CHIEF EXECUTIVE OFFICER (SPM, SPM III, SPM PRODUCTS) | Na | yes | 04/2017 | Mar 27, 2012 | Jan 8, 2019 |
| CRON, KENNETH, DALE | MANAGER/MEMBER/OWNER | E | yes | 06/2007 | Mar 27, 2012 | Jan 8, 2019 |
| ELLWOOD, STEPHEN, COMER | CHIEF COMPLIANCE OFFICER (SPM, SPM III, SPM PRODUCTS) | Na | yes | 04/2015 | May 8, 2015 | Jan 8, 2019 |
| HOLTZ, MARC | CHIEF RISK OFFICER (SPM, SPM PRODUCTS, SPM III) | Na | yes | 10/2008 | Mar 28, 2014 | Jan 8, 2019 |
| MOK, WILLIAM, LEONG | MANAGING DIRECTOR/CHIEF INVESTMENT OFFICER (SPM, SPM PRODUCTS, SPM III) | Na | yes | 02/2003 | Mar 27, 2012 | Jan 8, 2019 |
| ROBERTS, TIMOTHY, JOHN YVES | MANAGING DIRECTOR (SPM III) | A | yes | 03/2011 | Mar 27, 2012 | Jan 8, 2019 |
| STRUCTURED AFFILIATES, LLC | OWNER OF CLASS B INTEREST (SPM, SPM III) | E | yes | 01/2008 | Mar 27, 2012 | Jan 8, 2019 |
| STRUCTURED PARTNERS, L.L.C. | MEMBER/MANAGER (SPM) | C | yes | 12/2007 | Mar 27, 2012 | Jan 8, 2019 |
| STRUCTURED PORTFOLIO MANAGEMENT, L.L.C | OWNER/MEMBER/MANAGER (SPM III, SPM PRODUCTS) | E | yes | 01/2003 | Mar 27, 2012 | Jan 8, 2019 |
| UPPER SHAD ASSOCIATES, L.L.C. | MEMBER/MANAGER (SPM) | D | yes | 03/1997 | Mar 27, 2012 | Jan 8, 2019 |
| Wu, Angela | CHIEF FINANCIAL OFFICER (SPM, SPM PRODUCTS, SPM III) | Na | yes | 03/2017 | Mar 31, 2017 | Jan 8, 2019 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| SPM III, L.L.C. | n/a | n/a | n/a | Y | yes | n/a |
| SPM PRODUCTS, L.L.C. | n/a | n/a | n/a | Y | yes | n/a |
| STRUCTURED SERVICING TRANSACTIONS GROUP, L.L.C. | n/a | n/a | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2017 | Mar 30, 2018 | $6.0B | $6.0B | 31 | 9 | 1 | 6 | $6.0B |
| 2016 | Mar 31, 2017 | $7.2B | $7.2B | 35 | 11 | n/a | 7 | $7.2B |
| 2015 | Mar 30, 2016 | $8.9B | $8.9B | 44 | 15 | n/a | 8 | $20B |
| 2014 | Mar 27, 2015 | $11B | $11B | 45 | 15 | n/a | 7 | $11B |
| 2013 | Mar 28, 2014 | $10B | $10B | 44 | 12 | n/a | 8 | $10B |
| 2012 | Mar 26, 2013 | $12B | $12B | 41 | 11 | n/a | 8 | $12B |
| 2011 | Mar 27, 2012 | $3.0B | $3.0B | n/a | n/a | n/a | 8 | $4.4B |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2017 | $6.0B | $7.2B | -17.4% | $11B | -19.6% | 31 | 35 | 1 | n/a |