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Advisor at MD WEALTH PARTNERS, INC
WESTLAKE VILLAGE, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MD WEALTH PARTNERS, INC | State registered | Jan 1, 2025 | n/a | yes | WESTLAKE VILLAGE, CA | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Apr 3, 2015 | Feb 27, 2019 | no | BEVERLY HILLS, CA|BEVERLY HILLS, CA|BEVERLY HILLS, CA|LOS ANGELES, CA|LOS ANGELES, CA | Previous registration |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Jan 15, 2013 | Apr 16, 2015 | no | LOS ANGELES, CA|CULVER CITY, CA|LOS ANGELES, CA|CULVER CITY, CA|CULVER CITY, CA|LOS ANGELES, CA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 17, 2011 | Jan 11, 2013 | no | ENCINO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | MD WEALTH PARTNERS, INC | Feb 27, 2019 | Jan 1, 2025 | 2,135 | Firm change after gap | Wirehouse to state RIA |
| J.P. MORGAN SECURITIES LLC | WELLS FARGO ADVISORS | Apr 16, 2015 | Apr 3, 2015 | -13 | Firm change | Wirehouse to wirehouse |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | J.P. MORGAN SECURITIES LLC | Jan 11, 2013 | Jan 15, 2013 | 4 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 79:19616:CA:2015-04-08 | Apr 16, 2015 | Apr 3, 2015 | LOS ANGELES, CA | Firm change |