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Advisor at UBS FINANCIAL SERVICES INC.
SAN FRANCISCO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | Wirehouse | May 5, 2021 | n/a | yes | SAN FRANCISCO, CA|SAN FRANCISCO, CA | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jun 16, 2010 | Apr 30, 2021 | no | PALO ALTO, CA|SAN FRANCISCO, CA|CHARLOTTE, NC | Previous registration |
| ALLIANCEBERNSTEIN L.P. | Other adviser | Jan 2, 2007 | Mar 11, 2010 | no | SAN FRANCISCO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | UBS FINANCIAL SERVICES INC. | Apr 30, 2021 | May 5, 2021 | 5 | Firm change | Wirehouse to wirehouse |
| ALLIANCEBERNSTEIN L.P. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Mar 11, 2010 | Jun 16, 2010 | 97 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:8174:NC:2021-04-30 | Apr 30, 2021 | May 5, 2021 | CHARLOTTE, NC | Firm change |