This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

RAYMOND JAMES & ASSOCIATES, INC.

Current firm class

national broker-dealer RIAderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

May 1, 2014earliest registration or exam on IAPD

Years in industry

12derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Designations

Certified Financial Planner

Exams

S65|S63

First exam

Jun 19, 2019

First registration

Nov 14, 2019

Dual registered

yes, broker-dealer

Other names

RAFAEL AUGUSTO URENA|Rafael A Urena

IAPD individual key

7191661

• Occurred

  Jul 9, 2025
  Advisor changed firm

  Rafael Augusto Urena left Sandy Morris Financial & Estate Planning Services, Llc for Raymond James & Associates, Inc. (registered 2025-07-08)

  Form ADVobserved 4 days ago
• Occurred

  Oct 10, 2024
  Advisor changed firm

  Rafael Augusto Urena left Raymond James & Associates, Inc. for Sandy Morris Financial & Estate Planning Services, Llc (registered 2024-11-05)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:2b9ff2cf-2847-5e7f-2166-cf51086cd1aa

First observed

Nov 14, 2019

Last observed

Sep 14, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.