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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

SANDY MORRIS FINANCIAL & ESTATE PLANNING SERVICES, LLC

CRD 187519

TAMPA, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bcd0a96a-32ab-e5f3-6fb0-4739be4ec808

Data as of Mar 3, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 20
Dated events: 9
On other graphs: 0
Observed: Nov 25, 2019 to Mar 3, 2026
16 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $183MItem 5.F on the latest filing (2026-03-03); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $183M
Private client RAUM: $183MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $45.8Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 8
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,024
Individual clients: 722
High net worth clients: 45
SEC number: 801-117852
CRD: 187519
Filings on the tape: 16
First filed: Nov 25, 2019
Latest filed: Mar 3, 2026
Organised: Limited Liability Company, FL

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
Steven Joseph Zanolli	n/a	TAMPA, FL	10	25	5	no
SANDEVA O'BRYAN MORRIS	n/a	TAMPA, FL	10	15	1	no
Fouad Shahin	n/a	TAMPA, FL	0	11	n/a	no
Anthony Vincent DiMeglio	n/a	TAMPA, FL	0	13	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
MORRIS, SANDEVA, O'BRYAN	Owner	E	yes	03/2015	Nov 25, 2019	Oct 17, 2024
ZANOLLI, STEVEN, JOSEPH	CHIEF COMPLIANCE OFFICER	Na	yes	06/2015	Nov 25, 2019	Oct 17, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
SANDY MORRIS INSURANCE SERVICES, LLC	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 3, 2026	$183M	$183M	8	3	0	n/a	n/a
2024	Feb 28, 2025	$152M	$152M	10	6	1	n/a	n/a
2023	Mar 5, 2024	$138M	$138M	6	5	0	n/a	n/a
2022	Feb 22, 2023	$127M	$127M	6	4	0	n/a	n/a
2021	Feb 28, 2022	$149M	$149M	6	4	0	n/a	n/a
2020	Feb 22, 2021	$128M	$128M	7	4	0	n/a	n/a
2019	Feb 13, 2020	$109M	$109M	10	4	0	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
3	3	0	75.0%	0	0	0	5	7

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$183M	$152M	20.5%	$127M	13.1%	8	10	0	1

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	2	Jan 18, 2017	Jan 5, 2016	TAMPA, FL	Team lift out	Other	0.9%

Relationships

Registered with (16)

← Anthony Vincent DiMeglioAdvisorregistration: current employment
Jun 1, 2026 to presentfactForm ADV
← Fouad ShahinAdvisorregistration: current employment
Apr 1, 2026 to presentfactForm ADV
← Steven Joseph ZanolliAdvisorregistration: current employment
Jan 5, 2016 to presentfactForm ADV
← SANDEVA O'BRYAN MORRISAdvisorregistration: current employment
Jan 5, 2016 to presentfactForm ADV
← WILLIAM ANDREW BLACKSTONAdvisorregistration: previous registration
Oct 10, 2019 to Feb 6, 2026factForm ADV
← Mia l VazquezAdvisorregistration: previous registration
Oct 21, 2025 to Jan 21, 2026factForm ADV
← Thomas John McDonaldAdvisorregistration: previous registration
Oct 28, 2025 to Nov 6, 2025factForm ADV
← RAFAEL AUGUSTO URENAAdvisorregistration: previous registration
Nov 5, 2024 to Jul 9, 2025factForm ADV
← MICHAEL LEWIS ABBOTTAdvisorregistration: previous registration
Mar 19, 2024 to Apr 1, 2025factForm ADV
← KAMIL POLKOWSKIAdvisorregistration: previous registration
Aug 3, 2023 to Mar 4, 2025factForm ADV
← MATTHEW WILLIAM MCKEOWNAdvisorregistration: previous registration
Jun 27, 2019 to Feb 1, 2024factForm ADV
← Whittney D HarveyAdvisorregistration: previous registration
Mar 6, 2020 to Feb 24, 2022factForm ADV
← Heather Lyn PenrodAdvisorregistration: previous registration
May 17, 2019 to Sep 27, 2019factForm ADV
← SCOTT EVAN GREENEAdvisorregistration: previous registration
Jun 5, 2017 to Aug 26, 2019factForm ADV
← RYAN PAUL O'LEARYAdvisorregistration: previous registration
May 23, 2017 to Oct 30, 2018factForm ADV
← ALEXANDER MICHAEL SKIJUSAdvisorregistration: previous registration
Dec 1, 2016 to Sep 4, 2018factForm ADV

Controls (2)

← ZANOLLI, STEVEN, JOSEPHOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Nov 25, 2019 to Oct 17, 2024factForm ADV
← MORRIS, SANDEVA, O'BRYANOwnerOWNER, ownership code E, individual
Nov 25, 2019 to Oct 17, 2024factForm ADV

Moved with (1)

← GLOBAL FINANCIAL PRIVATE CAPITAL, INC.Registered adviser2 advisors, team lift out, same day
Jan 18, 2017 to Jan 5, 2016factForm ADV

Dated events

Occurred
Feb 6, 2026
Advisor changed firm
William Andrew Blackston left Sandy Morris Financial & Estate Planning Services, Llc for Pearl Wealth Group (registered 2023-07-11)
Form ADVobserved 4 days ago
Occurred
Jan 21, 2026
Advisor changed firm
Mia L Vazquez left Sandy Morris Financial & Estate Planning Services, Llc for Northbridge Financial Group, Llc (registered 2026-02-23)
Form ADVobserved 4 days ago
Occurred
Nov 6, 2025
Advisor changed firm
Thomas John Mcdonald left Sandy Morris Financial & Estate Planning Services, Llc for Raymond James Financial Services Advisors, Inc (registered 2026-03-25)
Form ADVobserved 4 days ago
Occurred
Jul 9, 2025
Advisor changed firm
Rafael Augusto Urena left Sandy Morris Financial & Estate Planning Services, Llc for Raymond James & Associates, Inc. (registered 2025-07-08)
Form ADVobserved 4 days ago
Occurred
Apr 1, 2025
Advisor changed firm
Michael Lewis Abbott left Sandy Morris Financial & Estate Planning Services, Llc for Valic Financial Advisors, Inc. (registered 2025-06-10)
Form ADVobserved 4 days ago
Occurred
Mar 4, 2025
Advisor changed firm
Kamil Polkowski left Sandy Morris Financial & Estate Planning Services, Llc for Ffo Investments Llc (registered 2026-08-03)
Form ADVobserved 4 days ago
Occurred
Feb 1, 2024
Advisor changed firm
Matthew William Mckeown left Sandy Morris Financial & Estate Planning Services, Llc for Pearl Wealth Group (registered 2024-02-20)
Form ADVobserved 4 days ago
Occurred
Feb 24, 2022
Advisor changed firm
Whittney D Harvey left Sandy Morris Financial & Estate Planning Services, Llc for Fisher Investments (registered 2020-12-21)
Form ADVobserved 4 days ago
Occurred
Nov 25, 2019
First Form ADV filing
Sandy Morris Financial & Estate Planning Services, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bcd0a96a-32ab-e5f3-6fb0-4739be4ec808
First observed: Nov 25, 2019
Last observed: Mar 3, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SANDY MORRIS FINANCIAL & ESTATE PLANNING SERVICES, LLC

CRD 187519

TAMPA, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bcd0a96a-32ab-e5f3-6fb0-4739be4ec808

Data as of Mar 3, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:51 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

Steven Joseph Zanolli

n/a

TAMPA, FL

SANDEVA O'BRYAN MORRIS

n/a

TAMPA, FL

Fouad Shahin

n/a

TAMPA, FL

n/a

Anthony Vincent DiMeglio

n/a

TAMPA, FL

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

MORRIS, SANDEVA, O'BRYAN

Owner

yes

03/2015

Nov 25, 2019

Oct 17, 2024

ZANOLLI, STEVEN, JOSEPH

CHIEF COMPLIANCE OFFICER

yes

06/2015

Nov 25, 2019

Oct 17, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

SANDY MORRIS INSURANCE SERVICES, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 3, 2026

$183M

n/a

2024

Feb 28, 2025

$152M

n/a

2023

Mar 5, 2024

$138M

n/a

2022

Feb 22, 2023

$127M

n/a

2021

Feb 28, 2022

$149M

n/a

2020

Feb 22, 2021

$128M

n/a

2019

Feb 13, 2020

$109M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

75.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$183M

$152M

20.5%

$127M

13.1%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

Jan 18, 2017

Jan 5, 2016

TAMPA, FL

Team lift out

Other

0.9%