DFX Intelligence

S••••• F•••••• W•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor19 years in industry

S••••• F•••••• W•••••

Advisor at C••••••••• C••••••••• A••••••• S••••••••

CLEVELAND, OH

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Search this name across graphsid dfx:ria:2ba3c08f-38a4-6837-97e9-115873df61c6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: May 1, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• C••••••••• A••••••• S••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 30, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• C••••••••• A••••••• S••••••••	Independent wealth	Apr 2, 2012	n/a	yes	CLEVELAND, OH	Current employment
C•••• F•••••••• C•••	Former SEC adviser	May 1, 2007	Mar 30, 2012	no	BEACHWOOD, OH\|PEPPER PIKE, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••• F•••••••• C•••	C••••••••• C••••••••• A••••••• S••••••••	Mar 30, 2012	Apr 2, 2012	3	Firm change	Other

Relationships

Registered with (2)

→ C••••••••• C••••••••• A••••••• S••••••••Registered adviserregistration: current employment
Apr 2, 2012 to presentfactForm ADV
→ C•••• F•••••••• C•••Registered adviserregistration: previous registration
May 1, 2007 to Mar 30, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2ba3c08f-38a4-6837-97e9-115873df61c6
First observed: May 1, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.