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V••••••• A•• W•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

V••••••• A•• W•••

Advisor at M••••• A•••••••• L••

Manhattan Beach, CA | Redondo Beach, CA | OMAHA, NE

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Search this name across graphsid dfx:ria:2ba5a4a8-8de9-ddd0-f3fe-7a0f9b3be7fd

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Mar 3, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• A•••••••• L••	Bd affiliated wealth	Jan 8, 2026	n/a	yes	Manhattan Beach, CA\|Redondo Beach, CA\|OMAHA, NE	Current employment
I••••••••• F•••••••• G••••• L••	Bd affiliated wealth	Mar 1, 2017	Apr 21, 2022	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• F•••••••• G••••• L••	M••••• A•••••••• L••	Apr 21, 2022	Jan 8, 2026	1,358	Firm change after gap	Ibd to ibd
F•••• A••••• A••••••• S•••••••• I•••	I••••••••• F•••••••• G••••• L••	Mar 28, 2017

Relationships

Registered with (6)

→ M••••• A•••••••• L••Registered adviserregistration: current employment
Jan 8, 2026 to presentfactForm ADV
→ I••••••••• F•••••••• G••••• L••Registered adviserregistration: previous registration
Mar 1, 2017 to Apr 21, 2022factForm ADV
→ F•••• A••••• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jul 2, 2012 to Mar 28, 2017factForm ADV
→ I•• W••••• M•••••••••Registered adviser

Dated events

Occurred
Apr 21, 2022
Advisor changed firm
V••••••• A•• W••• left I••••••••• F•••••••• G••••• L•• for M••••• A•••••••• L•• (registered 2026-01-08)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2ba5a4a8-8de9-ddd0-f3fe-7a0f9b3be7fd
First observed: Mar 3, 2008
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.