DFX Intelligence

A••••• K••• K••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)36 years in industry

A••••• K••• K••••••

Advisor at S•••••• N••••••• • C••••••• I•••••••••

DUBLIN, OH | NEW YORK, NY

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Search this name across graphsid dfx:ria:2ba6ef58-098b-14cb-b941-ddb572a42621

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jun 25, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• N••••••• • C••••••• I•••••••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Mar 20, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• N••••••• • C••••••• I•••••••••	National bd RIA	Sep 18, 2020	n/a	yes	NEW YORK, NY\|DUBLIN, OH	Current employment
B••••••• F• E•••••• • C••••••• I•••••••••	Bd affiliated wealth	Mar 4, 2019	Sep 17, 2020	no	ST. LOUIS, MO\|COLUMBUS, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••••• F• E•••••• • C••••••• I•••••••••	S•••••• N••••••• • C••••••• I•••••••••	Sep 17, 2020	Sep 18, 2020	1	Firm change	Ibd to ibd
H••••••••• F•••••••• A•••••••	B••••••• F• E•••••• • C••••••• I•••••••••	Mar 4, 2019	Mar 4, 2019

Relationships

Registered with (6)

→ S•••••• N••••••• • C••••••• I•••••••••Registered adviserregistration: current employment
Sep 18, 2020 to presentfactForm ADV
→ B••••••• F• E•••••• • C••••••• I•••••••••Registered adviserregistration: previous registration
Mar 4, 2019 to Sep 17, 2020factForm ADV
→ H••••••••• F•••••••• A•••••••Registered adviserregistration: previous registration
Nov 7, 2011 to Mar 4, 2019factForm ADV
→ U•• F•••••••• S••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2ba6ef58-098b-14cb-b941-ddb572a42621
First observed: Jun 25, 2003
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.