DFX Intelligence

T•• J•• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner11 years in industry

T•• J•• M•••••••

Advisor at I••••••••• W••••• C••••••• L••

CHARLESTOWN, MA

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Search this name across graphsid dfx:ria:2ba8c142-86cb-87ae-c53f-b414ffcfebdf

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Nov 18, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• W••••• C••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• W••••• C••••••• L••	I•••••••••_WEALTH	May 7, 2026	n/a	yes	CHARLESTOWN, MA	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Oct 5, 2023	May 19, 2026	no	Charlestown, MA\|HOPKINTON, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	I••••••••• W••••• C••••••• L••	May 19, 2026	May 7, 2026	-12	Firm change	Ibd to RIA
I••••••••• F•••••••• G••••• L••	A••••••••• F•••••••• S•••••••• L••	Oct 5, 2023	Oct 5, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
6363:284656:MA:2026-05-15	May 19, 2026	May 7, 2026	HOPKINTON, MA	Firm change

Relationships

Registered with (3)

→ I••••••••• W••••• C••••••• L••Registered adviserregistration: current employment
May 7, 2026 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Oct 5, 2023 to May 19, 2026factForm ADV
→ I••••••••• F•••••••• G••••• L••Registered adviserregistration: previous registration
Nov 18, 2016 to Oct 5, 2023factForm ADV

Dated events

Occurred
May 19, 2026
Advisor changed firm
T•• J•• M••••••• left A••••••••• F•••••••• S•••••••• L•• for I••••••••• W••••• C••••••• L•• (registered 2026-05-07)
Form ADVobserved 7 days ago
Occurred
Oct 5, 2023
Advisor changed firm
T•• J•• M••••••• left I••••••••• F•••••••• G••••• L•• for A••••••••• F•••••••• S•••••••• L•• (registered 2023-10-05)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2ba8c142-86cb-87ae-c53f-b414ffcfebdf
First observed: Nov 18, 2016
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.