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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

JOON K. CHO

Advisor at J.P. MORGAN SECURITIES LLC

CHICAGO, IL | Columbus, OH

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Search this name across graphsid dfx:ria:2ba9d662-c1cb-1af5-6bdd-5ee681a98f6e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Oct 25, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J.P. MORGAN SECURITIES LLC
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 21, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 3
Exams: S66
First exam: Oct 21, 2011
First registration: Oct 25, 2011
Dual registered: yes, broker-dealer
Other names: JOON K CHO
IAPD individual key: 5967200

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 19, 2018	n/a	yes	CHICAGO, IL\|Columbus, OH	Current employment
WELLS FARGO ADVISORS	Wirehouse	Jun 19, 2017	Oct 10, 2018	no	SCHAUMBURG, IL	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Feb 22, 2016	Feb 14, 2017	no	CHICAGO, IL	Previous registration
MORGAN STANLEY	Wirehouse	May 28, 2015	Mar 4, 2016	no	Oak Brook, IL	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Dec 12, 2012	Apr 21, 2015	no	CHICAGO, IL\|LAKE FOREST, IL	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 25, 2011	Nov 21, 2012	no	ROCKFORD, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	J.P. MORGAN SECURITIES LLC	Oct 10, 2018	Oct 19, 2018	9	Firm change	Wirehouse to wirehouse
J.P. MORGAN SECURITIES LLC	WELLS FARGO ADVISORS	Feb 14, 2017	Jun 19, 2017	125	Firm change	Wirehouse to wirehouse
MORGAN STANLEY	J.P. MORGAN SECURITIES LLC	Mar 4, 2016	Feb 22, 2016	-11	Firm change	Wirehouse to wirehouse
WELLS FARGO ADVISORS	MORGAN STANLEY	Apr 21, 2015	May 28, 2015	37	Firm change	Wirehouse to wirehouse
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	WELLS FARGO ADVISORS	Nov 21, 2012	Dec 12, 2012	21	Firm change	Wirehouse to wirehouse

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
149777:79:IL:2016-03-04	Mar 4, 2016	Feb 22, 2016	OAK BROOK, IL	Firm change

Relationships

Registered with (4)

→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Feb 22, 2016 to Feb 14, 2017factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jun 19, 2017 to Oct 10, 2018factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
May 28, 2015 to Mar 4, 2016factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Oct 25, 2011 to Nov 21, 2012factForm ADV

Dated events

No dated event names this entity yet.