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CRD 114637
HOUSTON, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| STEVEN ROBERT GOODMAN | Certified Financial Planner | HOUSTON, TX | 28 | 11 | n/a | no |
| WADE DYRON EGMON | Certified Financial Planner | HOUSTON, TX | 17 | 18 | 2 | no |
| ANNA PRISCILA CEKER | n/a | HOUSTON, TX | 11 | 12 | n/a | no |
| MORGANN MICHELLE ZIMMER | Certified Financial Planner | HOUSTON, TX | 9 | 13 | 1 | no |
| BENJAMIN CLARK MCCUE | Chartered Financial Analyst | Houston, TX | 6 | 11 | n/a | no |
| Diana Cristina Castro | Certified Financial Planner | Houston, TX | 5 | 11 | n/a | no |
| Hunter Warren Coday | Certified Financial Planner | Houston, TX | 5 | 10 | n/a | no |
| Joni Eggleston | n/a | Houston, TX | 5 | 12 | n/a | no |
| Cameron Arthur Malott | n/a | Houston, TX | 3 | 11 | 1 | no |
| Antonio Felipe Castillo | Certified Financial Planner | Houston, TX | 3 | 22 | 3 | no |
| Albert Phillip Wagner | n/a | Houston, TX | 3 | 13 | n/a | no |
| PAUL EDWIN PALMER | Certified Financial Planner | Houston, TX | 2 | 41 | 2 | no |
| Robert Jacob Haverly | Certified Financial Planner | HOUSTON, TX | 2 | 10 | n/a | no |
| Isabella Alexis Gomez | n/a | HOUSTON, TX | 1 | 10 | n/a | no |
| Michael Shivpaul Hariprashad | n/a | HOUSTON, TX | 1 | 10 | n/a | no |
| Austin Mitchell Buchala | n/a | HOUSTON, TX | 1 | 13 | n/a | no |
| Bonita Redell Harden-Lair | n/a | HOUSTON, TX | 1 | 10 | n/a | no |
| ROBIN RAPHAEL KOLLANNUR | Chartered Financial Analyst | HOUSTON, TX | 1 | 31 | 3 | no |
| John Byron Ross | n/a | HOUSTON, TX | 0 | 10 | n/a | no |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| GFC QUANTIFIED ALPHA, LP | Other Private Fund | $788,870 | Mar 28, 2024 | 4 | Jan 6, 2023 | reported | 021-464967 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| Francia, Lisa, Ann | CHIEF FINANCIAL OFFICER | A | yes | 10/2021 | Mar 24, 2022 | Mar 28, 2024 |
| GOODMAN, STEVEN, ROBERT | President | E | yes | 12/1988 | Mar 7, 2012 | Mar 28, 2024 |
| JUNGEN, CHARLOTTE, MARIE | CHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER | Na | yes | 03/2015 | Mar 25, 2015 | Mar 28, 2024 |
| MATLOCK, CHRISTOPHER, ALLAN | CHIEF INVESTMENT OFFICER | A | yes | 10/2018 | Mar 28, 2019 | Mar 28, 2024 |
| McCoy, Linda, JEAN | CHIEF CLIENT OFFICER | Na | yes | 02/2021 | Mar 24, 2022 | Mar 28, 2024 |
| EGMON, WADE, DYRON | SENIOR FINANCIAL ADVISOR | A | no | 02/2021 | Mar 28, 2024 | Mar 28, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| GFC QUANTIFIED ALPHA GP, LLC | n/a | n/a | n/a | Y | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Apr 24, 2026 | $916M | $913M | 26 | 16 | 0 | n/a | n/a |
| 2024 | Apr 11, 2025 | $865M | $862M | 26 | 17 | 0 | n/a | n/a |
| 2023 | Mar 28, 2024 | $699M | $699M | 24 | 16 | 0 | 1 | $788,870 |
| 2022 | Mar 22, 2023 | $580M | $580M | 23 | 13 | 0 | 1 | $490,604 |
| 2021 | Mar 24, 2022 | $593M | $593M | 20 | 13 | 0 | n/a | n/a |
| 2020 | Mar 30, 2021 | $488M | $488M | 17 | 12 | 0 | n/a | n/a |
| 2019 | Mar 27, 2020 | $448M | $448M | 15 | 10 | 0 | n/a | n/a |
| 2018 | Mar 28, 2019 | $386M | $386M | 14 | 9 | 0 | n/a | n/a |
| 2017 | Mar 27, 2018 | $392M | $392M | 13 | 9 | 0 | n/a | n/a |
| 2016 | Mar 2, 2017 | $327M | $327M | 11 | 8 | n/a | n/a | n/a |
| 2015 | Mar 10, 2016 | $310M | $310M | 10 | 7 | n/a | n/a | n/a |
| 2014 | Mar 25, 2015 | $306M | $306M | 10 | 7 | n/a | n/a | n/a |
| 2013 | Mar 19, 2014 | $292M | $292M | 9 | 7 | n/a | n/a | n/a |
| 2012 | Jan 30, 2013 | $239M | $239M | 8 | 6 | n/a | n/a | n/a |
| 2011 | Mar 7, 2012 | $192M | $192M | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 2 | 1 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $916M | $865M | 5.9% | $580M | 16.4% | 26 | 26 | 0 | 0 |