DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Goodman Financial Corporation
Latest filing Apr 24, 2026
First filing on the tape Mar 7, 2012 · 30 filings
SEC status approved since Jun 21, 2002
RAUM
$916M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
94%
$858M individuals and HNW
Advisors
19
registered through the firm on IAPD
RAUM per advisor
$48.2M
derived; firm RAUM over IAPD count
Employees
26
16 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
30 filings and snapshots on the tape
RAUM$916M as of Apr 24, 2026
Mar 7, 2012$192M then
HNW client RAUM$821M as of Apr 24, 2026
Mar 27, 2018$322M then
State-registered IARs (5.B.3)15 as of Apr 24, 2026
Mar 7, 20120 then
Employees (5.A)26 as of Apr 24, 2026
Jan 30, 20138 then
Private funds1 as of Mar 28, 2024
Mar 22, 20231 then
RAUM +5.9% over the last fiscal year+16% a year over threeIARs 17 to 15
Practice profile
derived from the filing of Apr 24, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $48.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 14derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.0MderivedHNW RAUM over HNW clients
- Average account
- $1.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 6.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.4derivedItem 5.A over advisors
- Advisors per office
- 19.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +5.9%derivedbetween the last two annual amendments
- Advisor growth, one year
- -12%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -0.4%derived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, otherreportedItem 5.G
- Custody
- $374M, 163 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$821M90%
- Charitable organizations$57.5M6.3%
- Individuals$37.3M4.1%
- Corporations and businesses$426,8280.0%
- Individual clients
- 67reported
- HNW clients
- 207reported
- Pension plan clients
- 0reported
- Charitable clients
- 13reported
- Accounts
- 913reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $374M for 163 clientsreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=0.94 fund_share=0.0 institutional_share=0.06 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
19 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Steven Robert GoodmanCertified Financial Planner | Houston, Tx | Mar 9, 1998 | 11 y | 0 |
| Wade Dyron EgmonCertified Financial Planner | Houston, Tx | Sep 16, 2009 | 18 y | 2 |
| Anna Priscila Ceker | Houston, Tx | Mar 9, 2015 | 12 y | 0 |
| Morgann Michelle ZimmerCertified Financial Planner | Houston, Tx | Feb 2, 2017 | 13 y | 1 |
| Benjamin Clark MccueChartered Financial Analyst | Houston, Tx | Aug 21, 2020 | 11 y | 0 |
| Diana Cristina CastroCertified Financial Planner | Houston, Tx | Oct 21, 2020 | 11 y | 0 |
| Hunter Warren CodayCertified Financial Planner | Houston, Tx | Feb 25, 2021 | 10 y | 0 |
| Joni Eggleston | Houston, Tx | May 11, 2021 | 12 y | 0 |
| Cameron Arthur Malott | Houston, Tx | Oct 31, 2022 | 11 y | 1 |
| Antonio Felipe CastilloCertified Financial Planner | Houston, Tx | Feb 15, 2023 | 22 y | 3 |
| Albert Phillip Wagner | Houston, Tx | Aug 2, 2023 | 13 y | 0 |
| Paul Edwin PalmerCertified Financial Planner | Houston, Tx | Dec 18, 2023 | 41 y | 2 |
| Robert Jacob HaverlyCertified Financial Planner | Houston, Tx | Mar 27, 2024 | 10 y | 0 |
| Isabella Alexis Gomez | Houston, Tx | Nov 18, 2024 | 10 y | 0 |
| Michael Shivpaul Hariprashad | Houston, Tx | Dec 20, 2024 | 10 y | 0 |
| Austin Mitchell Buchala | Houston, Tx | Jun 11, 2025 | 13 y | 0 |
| Bonita Redell Harden-Lair | Houston, Tx | Jun 11, 2025 | 10 y | 0 |
| Robin Raphael KollannurChartered Financial Analyst | Houston, Tx | Aug 19, 2025 | 31 y | 3 |
| John Byron Ross | Houston, Tx | Apr 3, 2026 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Abrin Angelus Berkemeyer to Willis Johnson WealthMay 6, 2025 · RIA to RIA
- Steven Joseph Vannostrand to Raymond James & Associates, Inc.Apr 29, 2022 · RIA to affiliated broker-dealer or bank
- Anil Chacko to Ark Alliance Financial LLCSep 1, 2020 · RIA to a state-registered adviser
Joined, latest
- Robin Raphael Kollannur from Scopefour CapitalAug 19, 2025 · Other
- Paul Edwin Palmer from Advocates Wealth PlanningDec 18, 2023 · RIA to RIA
- Antonio Felipe Castillo from Rwm Capital, LLCFeb 15, 2023 · RIA to RIA
- Cameron Arthur Malott from Engrave Wealth Partners, LLCOct 31, 2022 · RIA to RIA
- Abrin Angelus Berkemeyer from Rwm Capital, LLCApr 20, 2022 · RIA to RIA
- Steven Joseph Vannostrand from Advice And Planning ServicesJan 21, 2021 · Affiliated broker-dealer or bank to independent RIA
- Anil Chacko from Advice And Planning ServicesSep 5, 2019 · Affiliated broker-dealer or bank to independent RIA
- Morgann Michelle Zimmer from Keller Wealth AdvisorsFeb 2, 2017 · Other
- Wade Dyron Egmon from Stanford Group CompanySep 16, 2009 · Other
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Gfc Quantified Alpha, LP | Other Private Fund | $788,870 | 4 | Jan 6, 2023 |
Owners and control persons
Schedule A and B, latest filing
- Ann Lisa Francia · Chief Financial Officercontrolsince 10/2021 · owns 5% to 10%
- Robert Steven Goodman · Presidentcontrolsince 12/1988 · owns 75% or more
- Marie Charlotte Jungen · Chief Compliance Officer & Chief Operating Officercontrolsince 03/2015 · owns less than 5%
- Allan Christopher Matlock · Chief Investment Officercontrolsince 10/2018 · owns 5% to 10%
- Jean Linda Mccoy · Chief Client Officercontrolsince 02/2021 · owns less than 5%
- Dyron Wade Egmon · Senior Financial Advisorsince 02/2021 · owns 5% to 10%
Related persons
Schedule D 7.A
- Gfc Quantified Alpha Gp, LLCpooled vehicle sponsory
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Houston, Tx · principal | 19 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 925 to 913Apr 11, 2025 to Mar 16, 2026
- Advisory employees · 17 to 16Apr 11, 2025 to Mar 16, 2026
- Corporate clients · 0 to 1Apr 11, 2025 to Mar 16, 2026
- HNW clients · 210 to 207Apr 11, 2025 to Mar 16, 2026
- Individual clients · 65 to 67Apr 11, 2025 to Mar 16, 2026
- Pension plan clients · 1 to 0Apr 11, 2025 to Mar 16, 2026
- Assets in custody · $300M to $374MApr 11, 2025 to Mar 16, 2026
- State-registered IARs · 17 to 15Apr 11, 2025 to Mar 16, 2026
- Discretionary RAUM · $862M to $913MApr 11, 2025 to Mar 16, 2026
- HNW RAUM · $778M to $821MApr 11, 2025 to Mar 16, 2026
- Individual RAUM · $27.4M to $37.3MApr 11, 2025 to Mar 16, 2026
- Non-discretionary RAUM · $3.0M to $3.4MApr 11, 2025 to Mar 16, 2026
- Pension RAUM · 1940329.0 to unsetApr 11, 2025 to Mar 16, 2026
- RAUM · $865M to $916MApr 11, 2025 to Mar 16, 2026
- Accounts · 780 to 925Jan 9, 2025 to Apr 11, 2025
- Advisory employees · 16 to 17Jan 9, 2025 to Apr 11, 2025
- Charity clients · 11 to 13Jan 9, 2025 to Apr 11, 2025
- HNW clients · 184 to 210Jan 9, 2025 to Apr 11, 2025
- Individual clients · 56 to 65Jan 9, 2025 to Apr 11, 2025
- Assets in custody · $262M to $300MJan 9, 2025 to Apr 11, 2025
- Employees · 24 to 26Jan 9, 2025 to Apr 11, 2025
- Financial planning clients · 101-250 to 251-500Jan 9, 2025 to Apr 11, 2025
- State-registered IARs · 16 to 17Jan 9, 2025 to Apr 11, 2025
- Discretionary RAUM · $698M to $862MJan 9, 2025 to Apr 11, 2025
- HNW RAUM · $622M to $778MJan 9, 2025 to Apr 11, 2025
- Individual RAUM · $23.3M to $27.4MJan 9, 2025 to Apr 11, 2025
- Non-discretionary RAUM · $0 to $3.0MJan 9, 2025 to Apr 11, 2025
- Pension RAUM · $1.9M to $1.9MJan 9, 2025 to Apr 11, 2025
- RAUM · $698M to $865MJan 9, 2025 to Apr 11, 2025
- Accounts · 781 to 780Mar 28, 2024 to Jan 9, 2025
- Advisory activities · 5 to 4Mar 28, 2024 to Jan 9, 2025
- Pooled vehicle clients · 1 to 0Mar 28, 2024 to Jan 9, 2025
- Private funds · 1 to unsetMar 28, 2024 to Jan 9, 2025
- Discretionary RAUM · $699M to $698MMar 28, 2024 to Jan 9, 2025
- Pooled vehicle RAUM · $788,870 to $0Mar 28, 2024 to Jan 9, 2025
- RAUM · $699M to $698MMar 28, 2024 to Jan 9, 2025
- Accounts · 739 to 781Sep 29, 2023 to Mar 28, 2024
- Advisory employees · 13 to 16Sep 29, 2023 to Mar 28, 2024
- Charity clients · 10 to 11Sep 29, 2023 to Mar 28, 2024
- HNW clients · 173 to 184Sep 29, 2023 to Mar 28, 2024
Signals
5 dated events
- Abrin Angelus Berkemeyer left Goodman Financial Corporation for Willis Johnson Wealth (registered 2025-05-21)May 6, 2025 · Advisor changed firm · fact
- Steven Joseph Vannostrand left Goodman Financial Corporation for Raymond James & Associates, Inc. (registered 2022-05-26)Apr 29, 2022 · Advisor changed firm · fact
- Jean Linda Mccoy (Chief Client Officer) appeared on Schedule A of Goodman Financial CorporationMar 24, 2022 · Control person joined · fact
- Ann Lisa Francia (Chief Financial Officer) appeared on Schedule A of Goodman Financial CorporationMar 24, 2022 · Control person joined · fact
- Allan Christopher Matlock (Chief Investment Officer) appeared on Schedule A of Goodman Financial CorporationMar 28, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 713-599-1777reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 713-599-1811reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/GOODMAN-FINANCIAL-CORPORATIONreportedpublic record, Form ADV, Sep 17, 2026
- Website
- feeonlymoneymanager.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 713-599-1777reportedpublic record, Form ADV, Apr 24, 2026
- Contact form
- goodmanfinancial.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- goodmanfinancial.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $48.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026