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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)38 years in industry

EARL LEIGH BROOKS

Advisor at OSAIC WEALTH, INC.

Pittsburgh, PA

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Search this name across graphsid dfx:ria:2bc5eb17-fca0-879e-6d14-b0a87d2b5509

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 3, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Feb 9, 1994
First registration: Apr 3, 2003
Dual registered: yes, broker-dealer
Other names: BUDDY BROOKS
IAPD individual key: 2427846

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Aug 23, 2024	n/a	yes	Pittsburgh, PA\|Pittsburgh, PA	Current employment
TRIAD ADVISORS, LLC	Former SEC adviser	Jan 7, 2008	Aug 23, 2024	no	PITTSBURGH, PA\|PITTSBURGH, PA\|Pittsburgh, PA\|Pittsburgh, PA\|ATLANTA, GA\|Pittsburgh, PA	Previous registration
VENN WEALTH & BENEFIT SERVICES, LLC	State registered	Aug 18, 2005	Dec 31, 2006	no	POTTSBURGH, PA	Previous registration
CUNA BROKERAGE SERVICES, INC.	Former SEC adviser	Apr 3, 2003	Dec 3, 2004	no	BUTLER, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TRIAD ADVISORS, LLC	OSAIC WEALTH, INC.	Aug 23, 2024	Aug 23, 2024	0	Bulk transfer	Ibd to ibd
VENN WEALTH & BENEFIT SERVICES, LLC	TRIAD ADVISORS, LLC	Dec 31, 2006	Jan 7, 2008	372	Firm change	Other
CUNA BROKERAGE SERVICES, INC.	VENN WEALTH & BENEFIT SERVICES, LLC	Dec 3, 2004	Aug 18, 2005	258	Firm change	Other

Relationships

Registered with (4)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Aug 23, 2024 to presentfactForm ADV
→ TRIAD ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 7, 2008 to Aug 23, 2024factForm ADV
→ VENN WEALTH & BENEFIT SERVICES, LLCRegistered adviserregistration: previous registration
Aug 18, 2005 to Dec 31, 2006factForm ADV
→ CUNA BROKERAGE SERVICES, INC.Registered adviserregistration: previous registration
Apr 3, 2003 to Dec 3, 2004factForm ADV

Dated events

No dated event names this entity yet.