RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••• L•••• B•••••
- O•••• W•••••• I••• BD affiliated currentsince Aug 23, 2024 · Pittsburgh, Pa
- T•••• A•••••••• L•• formerJan 7, 2008 to Aug 23, 2024 · Pittsburgh, Pa
- V••• W••••• • B•••••• S•••••••• L•• state registeredAug 18, 2005 to Dec 31, 2006 · Pottsburgh, Pa
- C••• B•••••••• S•••••••• I••• formerApr 3, 2003 to Dec 3, 2004 · Butler, Pa
- T•••• A•••••••• L•• to O•••• W•••••• I•••left Aug 23, 2024, registered Aug 23, 2024 (0 days) · corporate re-registration, not a move
- V••• W••••• • B•••••• S•••••••• L•• to T•••• A•••••••• L••left Dec 31, 2006, registered Jan 7, 2008 (372 days) · Other
- C••• B•••••••• S•••••••• I••• to V••• W••••• • B•••••• S•••••••• L••left Dec 3, 2004, registered Aug 18, 2005 (258 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address