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RIA / WealthAdvisordual registered (broker-dealer)36 years in industry

GARY JAY HANDLER

Advisor at RAYMOND JAMES & ASSOCIATES, INC.

BEVERLY HILLS, CA | Chicago, IL | Los Angeles, CA

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Search this name across graphsid dfx:ria:2bc79025-fae3-cfb6-9d5c-9ffa87cec4d1

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jul 8, 1997 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES & ASSOCIATES, INC.
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 27, 1989earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 3
Exams: S66|S63
First exam: Sep 27, 1989
First registration: Jul 8, 1997
Dual registered: yes, broker-dealer
Other names: GARY J HANDLER
IAPD individual key: 1985218

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Apr 1, 2014	n/a	yes	Chicago, IL\|BEVERLY HILLS, CA\|Los Angeles, CA	Current employment
UBS FINANCIAL SERVICES INC.	Wirehouse	Apr 13, 2007	Apr 7, 2014	no	Sherman Oaks, CA	Previous registration
RBC CAPITAL MARKETS, LLC	National bd RIA	Nov 3, 2005	Apr 19, 2007	no	BEVERLY HILLS, CA\|BEVERLY HILLS, CA	Previous registration
OPPENHEIMER ASSET MANAGEMENT	Bd affiliated wealth	Apr 15, 2003	Jun 25, 2003	no	NEW YORK, NY	Previous registration
OPPENHEIMER & CO. INC.	Bd affiliated wealth	Jan 3, 2003	Apr 15, 2003	no	LOS ANGELES, CA	Previous registration
CIBC WORLD MARKETS CORP.	n/a	Jul 8, 1997	Jan 3, 2003	no	LOS ANGELES, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
UBS FINANCIAL SERVICES INC.	RAYMOND JAMES & ASSOCIATES, INC.	Apr 7, 2014	Apr 1, 2014	-6	Firm change	Wirehouse to ibd
RBC CAPITAL MARKETS, LLC	UBS FINANCIAL SERVICES INC.	Apr 19, 2007	Apr 13, 2007	-6	Firm change	Ibd to wirehouse
OPPENHEIMER ASSET MANAGEMENT	RBC CAPITAL MARKETS, LLC	Jun 25, 2003	Nov 3, 2005	862	Firm change after gap	Other
OPPENHEIMER & CO. INC.	OPPENHEIMER ASSET MANAGEMENT	Apr 15, 2003	Apr 15, 2003	0	Bulk transfer	Other
CIBC WORLD MARKETS CORP.	OPPENHEIMER & CO. INC.	Jan 3, 2003	Jan 3, 2003	0	Bulk transfer	Other

Relationships

Registered with (6)

→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: current employment
Apr 1, 2014 to presentfactForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Apr 13, 2007 to Apr 7, 2014factForm ADV
→ RBC CAPITAL MARKETS, LLCRegistered adviserregistration: previous registration
Nov 3, 2005 to Apr 19, 2007factForm ADV
→ OPPENHEIMER ASSET MANAGEMENTRegistered adviserregistration: previous registration
Apr 15, 2003 to Jun 25, 2003factForm ADV
→ OPPENHEIMER & CO. INC.Registered adviserregistration: previous registration
Jan 3, 2003 to Apr 15, 2003factForm ADV
→ CIBC WORLD MARKETS CORP.Registered adviserregistration: previous registration
Jul 8, 1997 to Jan 3, 2003factForm ADV

Dated events

No dated event names this entity yet.