DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

G••• J•• H••••••

R•••••• J•••• • A••••••••• I•••national BDBeverly Hills, Ca dual registrantIAPD 1985218

Feed of 09/15/2026

Also filed as G••• J H••••••

At current firm

12 y

since Apr 1, 2014

In the industry

36 y

since Sep 27, 1989 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R•••••• J•••• • A••••••••• I••• national BD current
since Apr 1, 2014 · Chicago, Il
U•• F•••••••• S••••••• I••• wirehouse
Apr 13, 2007 to Apr 7, 2014 · Sherman Oaks, Ca
R•• C•••••• M••••••• L•• national BD
Nov 3, 2005 to Apr 19, 2007 · Beverly Hills, Ca
O••••••••• A•••• M••••••••• BD affiliated
Apr 15, 2003 to Jun 25, 2003 · New York, Ny
O••••••••• • C•• I••• BD affiliated
Jan 3, 2003 to Apr 15, 2003 · Los Angeles, Ca
C••• W•••• M•••••• C•••• unclassified
Jul 8, 1997 to Jan 3, 2003 · Los Angeles, Ca

Moves

a registration end followed by a registration begin elsewhere

U•• F•••••••• S••••••• I••• to R•••••• J•••• • A••••••••• I•••
left Apr 7, 2014, registered Apr 1, 2014 (-6 days) · Wirehouse to affiliated broker-dealer or bank
R•• C•••••• M••••••• L•• to U•• F•••••••• S••••••• I•••
left Apr 19, 2007, registered Apr 13, 2007 (-6 days) · Affiliated broker-dealer or bank to wirehouse
O••••••••• A•••• M••••••••• to R•• C•••••• M••••••• L••
left Jun 25, 2003, registered Nov 3, 2005 (862 days) · Other
O••••••••• • C•• I••• to O••••••••• A•••• M•••••••••
left Apr 15, 2003, registered Apr 15, 2003 (0 days) · corporate re-registration, not a move
C••• W•••• M•••••• C•••• to O••••••••• • C•• I•••
left Jan 3, 2003, registered Jan 3, 2003 (0 days) · corporate re-registration, not a move

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 36derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address