DFX Intelligence

M•••• M•••• N•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor10 years in industry

M•••• M•••• N•••••

Advisor at T•••••••• W•••••• L••

VADNAIS HEIGHTS, MN

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Search this name across graphsid dfx:ria:2bca22bb-d81c-c59f-69d8-cc7f96305af8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Apr 21, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•••••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•••••••• W•••••• L••	Independent wealth	Sep 30, 2022	n/a	yes	VADNAIS HEIGHTS, MN	Current employment
G•••• W••••• F••••••••	Independent wealth	Apr 6, 2022	Aug 16, 2022	no	SHOREVIEW, MN\|Vadnais Heights, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G•••• W••••• F••••••••	T•••••••• W•••••• L••	Aug 16, 2022	Sep 30, 2022	45	Firm change	RIA to new firm
A••••••••• W••••• P•••••••	G•••• W••••• F••••••••	Apr 28, 2022	Apr 6, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
308215:322924:MN:2022-08-08	Aug 16, 2022	Sep 30, 2022	VADNAIS HEIGHTS, MN	Firm change
113074:308215:MN:2022-04-28	Apr 28, 2022	Apr 6, 2022	VADNAIS HEIGHTS, MN	Firm change

Relationships

Registered with (3)

→ T•••••••• W•••••• L••Registered adviserregistration: current employment
Sep 30, 2022 to presentfactForm ADV
→ G•••• W••••• F••••••••Registered adviserregistration: previous registration
Apr 6, 2022 to Aug 16, 2022factForm ADV
→ A••••••••• W••••• P•••••••Registered adviserregistration: previous registration
Apr 21, 2017 to Apr 28, 2022factForm ADV

Dated events

Occurred
Aug 16, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Apr 28, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2bca22bb-d81c-c59f-69d8-cc7f96305af8
First observed: Apr 21, 2017
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.