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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

GREAT WATERS FINANCIAL

GREAT WATERS WEALTH MANAGEMENT, CRD 308215

SHOREVIEW, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:368a4f49-bd08-5178-d6ea-32433b8c8ce8

Data as of Apr 7, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 52
Dated events: 21
On other graphs: 0
Observed: Feb 24, 2022 to Apr 7, 2026
22 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.2BItem 5.F on the latest filing (2026-04-07); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.2B
Private client RAUM: $1.2BderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 25
RAUM per advisor: $49.4Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 42
Advisory employees: 23
Offices: 3Schedule D 1.F, beyond the principal office
Accounts: 6,141
Individual clients: 1,244
High net worth clients: 383
Custody, client assets: $6.3M
SEC number: 801-123543
CIK: 1964535
CRD: 308215
Filings on the tape: 22
First filed: Feb 24, 2022
Latest filed: Apr 7, 2026
Organised: Limited Liability Company, MN

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first; showing 25 of 26

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
NICHOLAS CHRISTOPHER BENJAMIN FOULKS	n/a	Hudson, WI \| SHOREVIEW, MN	4	12	2	no
MATTHEW JOSEPH SCHWARTZ	Certified Financial Planner	SHOREVIEW, MN	4	15	2	no
MICHAEL JOSEPH PALUMBO	n/a	SHOREVIEW, MN	4	13	2	no
JUSTIN RAYMOND HALVERSON	n/a	SHOREVIEW, MN	4	14	2	no
Justin Dale Arfsten	n/a	SHOREVIEW, MN	4	11	1	no
DEVON DOUGLAS JOHNSON	n/a	SHOREVIEW, MN	4	11	1	no
Sarah Ellen Kaufman	n/a	SHOREVIEW, MN	4	10	1	no
Ethan Kyle Stone	n/a	SHOREVIEW, MN	4	11	1	no
ELIJAH REED KOVAR	n/a	SHOREVIEW, MN	4	14	2	no
TAYLOR JOHN HEGNA	Certified Financial Planner	SHOREVIEW, MN	4	13	1	no
Daniel Jon Molenaar	n/a	SHOREVIEW, MN	4	13	1	no
JOSHUA MARTIN LEGBAND	n/a	SHOREVIEW, MN	4	24	2	no
Joseph David Turner	n/a	SHOREVIEW, MN	4	11	2	no
Nicholas Brian Folstad	n/a	SHOREVIEW, MN	4	12	n/a	no
ALEXANDER EISCH	n/a	SHOREVIEW, MN	4	10	1	no
Alex James Carlson	n/a	SHOREVIEW, MN	4	14	n/a	no
Timothy James Lo Stracco	Certified Financial Planner	SHOREVIEW, MN	4	12	n/a	no
Matthew John Hentges	n/a	SHOREVIEW, MN	3	10	n/a	no
Michael Paul Swanson	n/a	SHOREVIEW, MN	3	12	n/a	no
Imara M Hixon	n/a	SHOREVIEW, MN	2	16	n/a	no
Alex Meehan	Certified Financial Planner	Superior, WI \| SHOREVIEW, MN \| Duluth, MN	1	10	3	no
DAVID THOMAS GAU	n/a	SHOREVIEW, MN	0	10	3	no
Amelia Lauren Kinch	n/a	SHOREVIEW, MN	0	11	n/a	no
KERRI JO VOGEL	n/a	SHOREVIEW, MN	0	23	n/a	no
Gloria Stepha Garcia Cisneros	Certified Financial Planner	SHOREVIEW, MN	0	12	2	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Arseneau, Maya, Ruth	CHIEF OF STAFF	Na	yes	03/2023	Apr 7, 2026	Apr 7, 2026
FOULKS, NICHOLAS, CHRISTOPHER	DIRECTOR OF STRATEGY	Na	yes	09/2021	Apr 7, 2026	Apr 7, 2026
GREAT WATERS FINANCIAL	Owner	E	yes	09/2021	Apr 7, 2026	Apr 7, 2026
HALVERSON, JUSTIN, RAYMOND	CHIEF COMPLIANCE OFFICER	Na	yes	09/2021	Apr 7, 2026	Apr 7, 2026
KOVAR, ELIJAH, REED	Partner	Na	yes	09/2021	Apr 7, 2026	Apr 7, 2026
PALUMBO, MICHAEL, JOSEPH	CHIEF EXECUTIVE OFFICER	Na	yes	09/2021	Apr 7, 2026	Apr 7, 2026
SCHWARTZ, MATTHEW, JOSEPH	ADVISOR, DIRECTOR OF CLIENT EXPERIENCE	Na	yes	11/2023	Apr 7, 2026	Apr 7, 2026
GREAT WATERS FINANCIAL MANAGEMENT	Owner	E	yes	09/2021	Feb 24, 2022	Oct 16, 2024
HALVERSON FINANCIAL	Owner	C	yes	09/2021	Feb 24, 2022	Oct 16, 2024
Kohnen, Kersten, Joy	DIRECTOR OF PEOPLE & CULTURE	Na	yes	03/2023	Mar 6, 2024	Oct 16, 2024
KOVAR, ELIJAH, REED	Owner	E	yes	09/2021	Feb 24, 2022	Oct 16, 2024
PROVIDENCE FINANCIAL	Owner	C	yes	09/2021	Feb 24, 2022	Oct 16, 2024
SERONA GROUP	Owner	C	yes	09/2021	Feb 24, 2022	Oct 16, 2024
Sietstra, Chris, Aric	DIRECTOR OF FINANCE	Na	yes	09/2022	Mar 6, 2024	Oct 16, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Duluth	Mn	United States	2	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 4 of 5

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 7, 2026	$1.2B	$1.2B	42	23	3	n/a	n/a
2024	Mar 27, 2025	$1.2B	$1.2B	42	25	2	n/a	n/a
2023	Mar 6, 2024	$1.0B	$1.0B	42	26	2	n/a	n/a
2022	Mar 29, 2023	$958M	$958M	40	25	5	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
2	2	0	8.0%	1	0	0	4	7

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.2B	$1.2B	4.4%	$958M	8.9%	42	42	3	2

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
TAILWINDS WEALTH, LLC	4	Aug 8, 2022	Oct 11, 2022	SHOREVIEW, MN	Team lift out	RIA to new firm	16.7%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
ADVISORNET WEALTH PARTNERS	21	Apr 28, 2022	Apr 14, 2022	MINNEAPOLIS, MN	Team lift out	RIA to new firm	19.4%

Relationships

Registered with (37)

← Gloria Stepha Garcia CisnerosAdvisorregistration: current employment
Jun 23, 2026 to presentfactForm ADV
← KERRI JO VOGELAdvisorregistration: current employment
Jun 15, 2026 to presentfactForm ADV
← Amelia Lauren KinchAdvisorregistration: current employment
Mar 4, 2026 to presentfactForm ADV
← DAVID THOMAS GAUAdvisorregistration: current employment
Feb 2, 2026 to presentfactForm ADV
← Alex MeehanAdvisorregistration: current employment
Apr 9, 2025 to presentfactForm ADV
← Imara M HixonAdvisorregistration: current employment
Sep 18, 2024 to presentfactForm ADV
← Michael Paul SwansonAdvisorregistration: current employment
Jul 7, 2023 to presentfactForm ADV
← Matthew John HentgesAdvisorregistration: current employment
May 1, 2023 to presentfactForm ADV
← Timothy James Lo StraccoAdvisorregistration: current employment
Sep 6, 2022 to presentfactForm ADV
← Alex James CarlsonAdvisorregistration: current employment
Aug 10, 2022 to presentfactForm ADV
← ALEXANDER EISCHAdvisorregistration: current employment
May 24, 2022 to presentfactForm ADV
← Nicholas Brian FolstadAdvisorregistration: current employment
May 19, 2022 to presentfactForm ADV
← JOSHUA MARTIN LEGBANDAdvisorregistration: current employment
Apr 14, 2022 to presentfactForm ADV
← Joseph David TurnerAdvisorregistration: current employment
Apr 14, 2022 to presentfactForm ADV
← ELIJAH REED KOVARAdvisorregistration: current employment
Apr 11, 2022 to presentfactForm ADV
← TAYLOR JOHN HEGNAAdvisorregistration: current employment
Apr 11, 2022 to presentfactForm ADV
← Daniel Jon MolenaarAdvisorregistration: current employment
Apr 11, 2022 to presentfactForm ADV
← MATTHEW JOSEPH SCHWARTZAdvisorregistration: current employment
Apr 6, 2022 to presentfactForm ADV
← MICHAEL JOSEPH PALUMBOAdvisorregistration: current employment
Apr 6, 2022 to presentfactForm ADV
← JUSTIN RAYMOND HALVERSONAdvisorregistration: current employment
Apr 6, 2022 to presentfactForm ADV
← Justin Dale ArfstenAdvisorregistration: current employment
Apr 6, 2022 to presentfactForm ADV
← DEVON DOUGLAS JOHNSONAdvisorregistration: current employment
Apr 6, 2022 to presentfactForm ADV
← Sarah Ellen KaufmanAdvisorregistration: current employment
Apr 6, 2022 to presentfactForm ADV
← Ethan Kyle StoneAdvisorregistration: current employment
Apr 6, 2022 to presentfactForm ADV
← NICHOLAS CHRISTOPHER BENJAMIN FOULKSAdvisorregistration: current employment
Apr 5, 2022 to presentfactForm ADV
← Christopher Ryan KaufmanAdvisorregistration: previous registration
Apr 11, 2022 to Mar 6, 2026factForm ADV
← DOUGLAS CARL GOODMUNDSONAdvisorregistration: previous registration
Dec 15, 2023 to Dec 31, 2025factForm ADV
← BARRY DAVID BIGELOWAdvisorregistration: previous registration
Apr 6, 2022 to Jan 16, 2025factForm ADV
← Jacob Anton BarrAdvisorregistration: previous registration
Apr 14, 2022 to Jan 16, 2025factForm ADV
← PATRICK CONOR MANNINGAdvisorregistration: previous registration
Apr 5, 2022 to Jan 29, 2024factForm ADV
and 7 more

Controls (12)

← SCHWARTZ, MATTHEW, JOSEPHOwnerADVISOR, DIRECTOR OF CLIENT EXPERIENCE, ownership code NA, individual
Mar 6, 2024 to Oct 16, 2024factForm ADV
← PALUMBO, MICHAEL, JOSEPHOwnerCHIEF EXECUTIVE OFFICER, ownership code NA, individual
Feb 24, 2022 to Oct 16, 2024factForm ADV
← HALVERSON, JUSTIN, RAYMONDOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Feb 24, 2022 to Oct 16, 2024factForm ADV
← KOVAR, ELIJAH, REEDOwnerOWNER, ownership code E, individual
Feb 24, 2022 to Oct 16, 2024factForm ADV
← FOULKS, NICHOLAS, CHRISTOPHER BENJAMINOwnerDIRECTOR OF COMMUNICATIONS STRATEGY, ownership code NA, individual
Feb 24, 2022 to Oct 16, 2024factForm ADV
← Arseneau, Maya, RuthOwnerCHIEF OF STAFF, ownership code NA, individual
Mar 6, 2024 to Oct 16, 2024factForm ADV
← Sietstra, Chris, AricOwnerDIRECTOR OF FINANCE, ownership code NA, individual
Mar 6, 2024 to Oct 16, 2024factForm ADV
← Kohnen, Kersten, JoyOwnerDIRECTOR OF PEOPLE & CULTURE, ownership code NA, individual
Mar 6, 2024 to Oct 16, 2024factForm ADV
← GREAT WATERS FINANCIAL MANAGEMENTOwnerOWNER, ownership code E, domestic entity
Feb 24, 2022 to Oct 16, 2024factForm ADV
← HALVERSON FINANCIALOwnerOWNER, ownership code C, domestic entity
Feb 24, 2022 to Oct 16, 2024factForm ADV
← PROVIDENCE FINANCIALOwnerOWNER, ownership code C, domestic entity
Feb 24, 2022 to Oct 16, 2024factForm ADV
← SERONA GROUPOwnerOWNER, ownership code C, domestic entity
Feb 24, 2022 to Oct 16, 2024factForm ADV

Moved with (2)

→ TAILWINDS WEALTH, LLCRegistered adviser4 advisors, team lift out
Aug 8, 2022 to Oct 11, 2022factForm ADV
← ADVISORNET WEALTH PARTNERSRegistered adviser21 advisors, team lift out, same day
Apr 28, 2022 to Apr 14, 2022factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 6, 2026
Advisor changed firm
Christopher Ryan Kaufman left Great Waters Financial for Everest Financial Group (registered 2026-03-20)
Form ADVobserved 5 days ago
Occurred
Dec 31, 2025
Advisor changed firm
Douglas Carl Goodmundson left Great Waters Financial for Guardian Wealth Advisors, Llc (registered 2026-01-06)
Form ADVobserved 5 days ago
Occurred
Jan 16, 2025
Advisor changed firm
Jacob Anton Barr left Great Waters Financial for Farther (registered 2025-01-14)
Form ADVobserved 5 days ago
Occurred
Jan 16, 2025
Advisor changed firm
Barry David Bigelow left Great Waters Financial for Farther (registered 2025-01-14)
Form ADVobserved 5 days ago
Occurred
Mar 6, 2024
Control person joined
Ruth Maya Arseneau (Chief Of Staff) appeared on Schedule A of Great Waters Financial
Form ADVobserved 5 days ago
Occurred
Mar 6, 2024
Control person joined
Aric Chris Sietstra (Director Of Finance) appeared on Schedule A of Great Waters Financial
Form ADVobserved 5 days ago
Occurred
Mar 6, 2024
Control person joined
Joy Kersten Kohnen (Director Of People & Culture) appeared on Schedule A of Great Waters Financial
Form ADVobserved 5 days ago
Occurred
Mar 6, 2024
Control person joined
Joseph Matthew Schwartz (Advisor, Director Of Client Experience) appeared on Schedule A of Great Waters Financial
Form ADVobserved 5 days ago
Occurred
Jan 29, 2024
Advisor changed firm
Patrick Conor Manning left Great Waters Financial for Tailwinds Wealth, Llc (registered 2025-10-31)
Form ADVobserved 5 days ago
Occurred
Dec 1, 2023
Advisor changed firm
Samantha Rae Gilgosch left Great Waters Financial for Sequoia Financial Group, L.L.C. (registered 2024-07-20)
Form ADVobserved 5 days ago
Occurred
Nov 2, 2023
Advisor changed firm
Karanveer Nagpal left Great Waters Financial for Robert W. Baird & Co. Incorporated (registered 2024-04-09)
Form ADVobserved 5 days ago
Occurred
Mar 29, 2023
Control person left
Elizabeth Anna Olson (Director Of Leadership And Organizational Development) no longer on Schedule A of Great Waters Financial (listed 2022-10-20, absent 2023-03-29)
Form ADVobserved 5 days ago
Occurred
Dec 15, 2022
Advisor changed firm
Philip Burfeind left Great Waters Financial for Mariner (registered 2022-12-22)
Form ADVobserved 5 days ago
Occurred
Aug 16, 2022
Advisor changed firm
Megan Marie Nadeau left Great Waters Financial for Tailwinds Wealth, Llc (registered 2022-09-30)
Form ADVobserved 5 days ago
Occurred
Aug 16, 2022
Advisor changed firm
Cody Joseph Nadeau left Great Waters Financial for Tailwinds Wealth, Llc (registered 2022-10-11)
Form ADVobserved 5 days ago
Occurred
Aug 8, 2022
Team lift-out
4 advisors left Great Waters Financial (Vadnais Heights, MN) for Tailwinds Wealth, LLC within 8 days
Form ADVobserved 5 days ago
4 advisors
Occurred
Aug 8, 2022
Advisor changed firm
Will Keith Johnson left Great Waters Financial for Tailwinds Wealth, Llc (registered 2022-09-02)
Form ADVobserved 5 days ago
Occurred
Aug 8, 2022
Advisor changed firm
Brian Jeffrey Jass left Great Waters Financial for Tailwinds Wealth, Llc (registered 2022-09-02)
Form ADVobserved 5 days ago
Occurred
Apr 28, 2022
Team lift-out
21 advisors left Advisornet Wealth Partners (Minneapolis, MN) for Great Waters Financial on the same day
Form ADVobserved 5 days ago
21 advisors
Occurred
Feb 24, 2022
First Form ADV filing
Great Waters Wealth Management filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Show 1 bookkeeping events

Occurred
Sep 14, 2026
Claire Elizabeth Orcutt registered as an investment adviser representative at Great Waters Financial

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:368a4f49-bd08-5178-d6ea-32433b8c8ce8
First observed: Feb 24, 2022
Last observed: Apr 7, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

GREAT WATERS FINANCIAL

GREAT WATERS WEALTH MANAGEMENT, CRD 308215

SHOREVIEW, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:368a4f49-bd08-5178-d6ea-32433b8c8ce8

Data as of Apr 7, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:08 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

NICHOLAS CHRISTOPHER BENJAMIN FOULKS

n/a

Hudson, WI | SHOREVIEW, MN

MATTHEW JOSEPH SCHWARTZ

Certified Financial Planner

SHOREVIEW, MN

MICHAEL JOSEPH PALUMBO

n/a

SHOREVIEW, MN

JUSTIN RAYMOND HALVERSON

n/a

SHOREVIEW, MN

Justin Dale Arfsten

n/a

SHOREVIEW, MN

DEVON DOUGLAS JOHNSON

n/a

SHOREVIEW, MN

Sarah Ellen Kaufman

n/a

SHOREVIEW, MN

Ethan Kyle Stone

n/a

SHOREVIEW, MN

ELIJAH REED KOVAR

n/a

SHOREVIEW, MN

TAYLOR JOHN HEGNA

Certified Financial Planner

SHOREVIEW, MN

Daniel Jon Molenaar

n/a

SHOREVIEW, MN

JOSHUA MARTIN LEGBAND

n/a

SHOREVIEW, MN

Joseph David Turner

n/a

SHOREVIEW, MN

Nicholas Brian Folstad

n/a

SHOREVIEW, MN

n/a

ALEXANDER EISCH

n/a

SHOREVIEW, MN

Alex James Carlson

n/a

SHOREVIEW, MN

n/a

Timothy James Lo Stracco

Certified Financial Planner

SHOREVIEW, MN

n/a

Matthew John Hentges

n/a

SHOREVIEW, MN

n/a

Michael Paul Swanson

n/a

SHOREVIEW, MN

n/a

Imara M Hixon

n/a

SHOREVIEW, MN

n/a

Alex Meehan

Certified Financial Planner

Superior, WI | SHOREVIEW, MN | Duluth, MN

DAVID THOMAS GAU

n/a

SHOREVIEW, MN

Amelia Lauren Kinch

n/a

SHOREVIEW, MN

n/a

KERRI JO VOGEL

n/a

SHOREVIEW, MN

n/a

Gloria Stepha Garcia Cisneros

Certified Financial Planner

SHOREVIEW, MN

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Arseneau, Maya, Ruth

CHIEF OF STAFF

yes

03/2023

Apr 7, 2026

FOULKS, NICHOLAS, CHRISTOPHER

DIRECTOR OF STRATEGY

yes

09/2021

Apr 7, 2026

GREAT WATERS FINANCIAL

Owner

yes

09/2021

Apr 7, 2026

HALVERSON, JUSTIN, RAYMOND

CHIEF COMPLIANCE OFFICER

yes

09/2021

Apr 7, 2026

KOVAR, ELIJAH, REED

Partner

yes

09/2021

Apr 7, 2026

PALUMBO, MICHAEL, JOSEPH

CHIEF EXECUTIVE OFFICER

yes

09/2021

Apr 7, 2026

SCHWARTZ, MATTHEW, JOSEPH

ADVISOR, DIRECTOR OF CLIENT EXPERIENCE

yes

11/2023

Apr 7, 2026

GREAT WATERS FINANCIAL MANAGEMENT

Owner

yes

09/2021

Feb 24, 2022

Oct 16, 2024

HALVERSON FINANCIAL

Owner

yes

09/2021

Feb 24, 2022

Oct 16, 2024

Kohnen, Kersten, Joy

DIRECTOR OF PEOPLE & CULTURE

yes

03/2023

Mar 6, 2024

Oct 16, 2024

KOVAR, ELIJAH, REED

Owner

yes

09/2021

Feb 24, 2022

Oct 16, 2024

PROVIDENCE FINANCIAL

Owner

yes

09/2021

Feb 24, 2022

Oct 16, 2024

SERONA GROUP

Owner

yes

09/2021

Feb 24, 2022

Oct 16, 2024

Sietstra, Chris, Aric

DIRECTOR OF FINANCE

yes

09/2022

Mar 6, 2024

Oct 16, 2024

City

State

Country

Employees

Also broker-dealer

Duluth

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 7, 2026

$1.2B

n/a

2024

Mar 27, 2025

$1.2B

n/a

2023

Mar 6, 2024

$1.0B

n/a

2022

Mar 29, 2023

$958M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

8.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.2B

4.4%

$958M

8.9%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

TAILWINDS WEALTH, LLC

Aug 8, 2022

Oct 11, 2022

SHOREVIEW, MN

Team lift out

RIA to new firm

16.7%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

ADVISORNET WEALTH PARTNERS

Apr 28, 2022

Apr 14, 2022

MINNEAPOLIS, MN

Team lift out

RIA to new firm

19.4%