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Advisor at ALLWORTH FINANCIAL, L.P.
FOLSOM, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ALLWORTH FINANCIAL, L.P. | Bd affiliated wealth | Oct 22, 2013 | n/a | yes | FOLSOM, CA | Current employment |
| PATHWAY STRATEGIC ADVISORS | Former SEC adviser | Mar 5, 2012 | Jan 9, 2014 | no | FOLSOM, CA | Previous registration |
| ALLWORTH FINANCIAL, L.P. | Bd affiliated wealth | Mar 5, 2012 | Oct 1, 2013 | no | FOLSOM, CA | Previous registration |
| AW SECURITIES | Former SEC adviser | Mar 5, 2012 | Oct 1, 2013 | no | FOLSOM, CA|FOLSOM, CA | Previous registration |
| NIEMANN CAPITAL MANAGEMENT INC | Former SEC adviser | Jan 9, 2012 | Feb 10, 2012 | no | SCOTTS VALLEY, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PATHWAY STRATEGIC ADVISORS | ALLWORTH FINANCIAL, L.P. | Jan 9, 2014 | Oct 22, 2013 | -79 | Firm change after gap | Other |
| AW SECURITIES | ALLWORTH FINANCIAL, L.P. | Oct 1, 2013 | Mar 5, 2012 | -575 | Firm change after gap | Other |
| ALLWORTH FINANCIAL, L.P. | PATHWAY STRATEGIC ADVISORS | Oct 1, 2013 | Mar 5, 2012 | -575 | Firm change after gap | Other |
| NIEMANN CAPITAL MANAGEMENT INC | AW SECURITIES | Feb 10, 2012 | Mar 5, 2012 | 24 | Firm change | Other |