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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

PATHWAY STRATEGIC ADVISORS

HANSON MCCLAIN STRATEGIC ADVISORS, INC., CRD 158395

FOLSOM, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7b8e9f1c-b03a-d705-8bd4-880773c0b980

Data as of Nov 13, 2013 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 35
Dated events: 0
On other graphs: 0
Observed: Jan 19, 2012 to Nov 13, 2013
13 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $21.1MItem 5.F on the latest filing (2013-11-13); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $21.1M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 11
Advisory employees: 4
Accounts: 118
SEC number: 801-72590
CRD: 158395
Filings on the tape: 13
First filed: Jan 19, 2012
Latest filed: Nov 13, 2013
Organised: Corporation, California

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BURNETT, STEVEN, THOMAS	Director	Na	yes	05/2011	Jan 19, 2012	Nov 13, 2013
FRISE, JULIA, CAROL	Secretary	Na	yes	05/2011	Jan 19, 2012	Nov 13, 2013
GAMBLE, COREY, C	CHIEF COMPLIANCE OFFICER	Na	yes	07/2012	Jul 16, 2012	Nov 13, 2013
HANSON MCCLAIN GROUP, INC.	DIRECT OWNER	E	yes	05/2011	Jan 19, 2012	Nov 13, 2013
HANSON, SCOTT, THOMAS	DIRECTOR & CO-CHIEF EXECUTIVE OFFICER	Na	yes	05/2011	Jan 19, 2012	Nov 13, 2013
HANSON, SCOTT, THOMAS	Owner	C	yes	02/2008	Jan 19, 2012	Nov 13, 2013
MCCLAIN, PATRICK, CARL	DIRECTOR & CO-CHIEF EXECUTIVE OFFICER	Na	yes	05/2011	Jan 19, 2012	Nov 13, 2013
MCCLAIN, PATRICK, CARL	Owner	C	yes	02/2008	Jan 19, 2012	Nov 13, 2013
RUSSELL, MATTHEW, ERIC	CHIEF FINANCIAL OFFICER	Na	yes	05/2011	Jan 19, 2012	Nov 13, 2013
SCHAUER, DAVID, WILLIAM	CHIEF INVESTMENT OFFICER	Na	yes	06/2011	Jan 19, 2012	Nov 13, 2013
ENGELKEN, PETE	President	Na	no	06/2013	Jun 19, 2013	Nov 13, 2013

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
HANSON MCCLAIN, INC.	n/a	Bd affiliated wealth	$34B	N	yes	n/a
HANSON MCCLAIN RETIREMENT NETWORK, LLC	n/a	Former SEC adviser	$0	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2012	Mar 27, 2013	$3.7M	$3.7M	11	4	n/a	n/a	n/a
2011	Jan 19, 2012	$301,855	$301,855	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2012	$21.1M	$301,855	6896.0%	n/a	n/a	11	n/a	n/a	n/a

Relationships

Affiliated with (2)

→ AW SECURITIESRegistered adviserother investment adviser, broker-dealer, common control
factForm ADV
→ ALLWORTH FINANCIAL, L.P.Registered adviserother investment adviser, common control
factForm ADV

Controls (8)

← MCCLAIN, PATRICK, CARLOwnerOWNER, ownership code C, individual
Jan 19, 2012 to presentfactForm ADV
← HANSON, SCOTT, THOMASOwnerOWNER, ownership code C, individual
Jan 19, 2012 to presentfactForm ADV
← BURNETT, STEVEN, THOMASOwnerDIRECTOR, ownership code NA, individual
Jan 19, 2012 to presentfactForm ADV
← FRISE, JULIA, CAROLOwnerSECRETARY, ownership code NA, individual
Jan 19, 2012 to presentfactForm ADV
← SCHAUER, DAVID, WILLIAMOwnerCHIEF INVESTMENT OFFICER, ownership code NA, individual
Jan 19, 2012 to presentfactForm ADV
← GAMBLE, COREY, COwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jul 16, 2012 to presentfactForm ADV
← RUSSELL, MATTHEW, ERICOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Jan 19, 2012 to presentfactForm ADV
← HANSON MCCLAIN GROUP, INC.OwnerDIRECT OWNER, ownership code E, domestic entity
Jan 19, 2012 to presentfactForm ADV

Owns (1)

← ENGELKEN, PETEOwnerPRESIDENT, ownership code NA, individual
Jun 19, 2013 to presentfactForm ADV

Registered with (22)

← DANIEL R LEVENEAdvisorregistration: previous registration
Mar 1, 2013 to Jan 9, 2014factForm ADV
← PATRICK CARL MCCLAINAdvisorregistration: previous registration
Aug 10, 2011 to Jan 9, 2014factForm ADV
← SCOTT THOMAS HANSONAdvisorregistration: previous registration
Aug 10, 2011 to Jan 9, 2014factForm ADV
← JOHN VINCENT SCAMBRAYAdvisorregistration: previous registration
Sep 23, 2013 to Jan 9, 2014factForm ADV
← DAVID WILLIAM SCHAUERAdvisorregistration: previous registration
Aug 10, 2011 to Jan 9, 2014factForm ADV
← JAMES ARTHUR WORDENAdvisorregistration: previous registration
Jul 11, 2012 to Jan 9, 2014factForm ADV
← Justin Daniel BojanskiAdvisorregistration: previous registration
Jan 13, 2012 to Jan 9, 2014factForm ADV
← COREY C GAMBLEAdvisorregistration: previous registration
Mar 5, 2012 to Jan 9, 2014factForm ADV
← LAUREN M WILLIAMSAdvisorregistration: previous registration
Sep 23, 2013 to Jan 9, 2014factForm ADV
← MICHAEL L ALLISONAdvisorregistration: previous registration
Nov 19, 2013 to Jan 9, 2014factForm ADV
← KRISTOPHER KRAIG EMICKAdvisorregistration: previous registration
Nov 13, 2013 to Jan 9, 2014factForm ADV
← JAMES THEODORE SMALLINGAdvisorregistration: previous registration
Oct 8, 2013 to Jan 9, 2014factForm ADV
← ANDRE LEVERETTAdvisorregistration: previous registration
Nov 18, 2013 to Jan 9, 2014factForm ADV
← REBECCA DOLVA JEAN WATSONAdvisorregistration: previous registration
Sep 9, 2011 to Nov 20, 2012factForm ADV
← ADAM GREGORY MARK HARTRUMAdvisorregistration: previous registration
May 10, 2012 to Aug 31, 2012factForm ADV
← PATRICK ALLEN HENRYAdvisorregistration: previous registration
Aug 10, 2011 to Jun 28, 2012factForm ADV
← THOMAS LANIER CHANDLERAdvisorregistration: previous registration
Aug 10, 2011 to Jun 28, 2012factForm ADV
← STEVEN THOMAS BURNETTAdvisorregistration: previous registration
Aug 10, 2011 to Jun 28, 2012factForm ADV
← SEAN TIMOTHY MURRAYAdvisorregistration: previous registration
Aug 11, 2011 to Jun 28, 2012factForm ADV
← ERIC CAMERON MITCHELL HENRYAdvisorregistration: previous registration
Aug 10, 2011 to Jun 28, 2012factForm ADV
← JUSTIN RICHARD WILSONAdvisorregistration: previous registration
Aug 10, 2011 to Jan 12, 2012factForm ADV
← Tracy Marie KliewerAdvisorregistration: previous registration
Aug 10, 2011 to Sep 29, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7b8e9f1c-b03a-d705-8bd4-880773c0b980
First observed: Jan 19, 2012
Last observed: Nov 13, 2013 156 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PATHWAY STRATEGIC ADVISORS

HANSON MCCLAIN STRATEGIC ADVISORS, INC., CRD 158395

FOLSOM, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7b8e9f1c-b03a-d705-8bd4-880773c0b980

Data as of Nov 13, 2013 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:11 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BURNETT, STEVEN, THOMAS

Director

yes

05/2011

Jan 19, 2012

Nov 13, 2013

FRISE, JULIA, CAROL

Secretary

yes

05/2011

Jan 19, 2012

Nov 13, 2013

GAMBLE, COREY, C

CHIEF COMPLIANCE OFFICER

yes

07/2012

Jul 16, 2012

Nov 13, 2013

HANSON MCCLAIN GROUP, INC.

DIRECT OWNER

yes

05/2011

Jan 19, 2012

Nov 13, 2013

HANSON, SCOTT, THOMAS

DIRECTOR & CO-CHIEF EXECUTIVE OFFICER

yes

05/2011

Jan 19, 2012

Nov 13, 2013

HANSON, SCOTT, THOMAS

Owner

yes

02/2008

Jan 19, 2012

Nov 13, 2013

MCCLAIN, PATRICK, CARL

DIRECTOR & CO-CHIEF EXECUTIVE OFFICER

yes

05/2011

Jan 19, 2012

Nov 13, 2013

MCCLAIN, PATRICK, CARL

Owner

yes

02/2008

Jan 19, 2012

Nov 13, 2013

RUSSELL, MATTHEW, ERIC

CHIEF FINANCIAL OFFICER

yes

05/2011

Jan 19, 2012

Nov 13, 2013

SCHAUER, DAVID, WILLIAM

CHIEF INVESTMENT OFFICER

yes

06/2011

Jan 19, 2012

Nov 13, 2013

ENGELKEN, PETE

President

06/2013

Jun 19, 2013

Nov 13, 2013

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

HANSON MCCLAIN, INC.

n/a

Bd affiliated wealth

$34B

yes

n/a

HANSON MCCLAIN RETIREMENT NETWORK, LLC

n/a

Former SEC adviser

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2012

Mar 27, 2013

$3.7M

n/a

2011

Jan 19, 2012

$301,855

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2012

$21.1M

$301,855

6896.0%

n/a