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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)32 years in industry

ARMEN JOHN GULESERIAN

Advisor at LPL FINANCIAL LLC

LAGUNA NIGUEL, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 16, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 12, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Jul 12, 1994
First registration: Sep 16, 1999
Dual registered: yes, broker-dealer
Other names: AJ GULESERIAN|ARMEN J GULESERIAN
IAPD individual key: 2509450

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Feb 26, 2018	n/a	yes	LAGUNA NIGUEL, CA	Current employment
WADDELL & REED	Former SEC adviser	Dec 12, 2013	Feb 28, 2018	no	LAS VEGAS, NV	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Oct 5, 2009	Dec 26, 2013	no	CENTURY CITY, CA\|Newport Beach, CA\|Los Angeles, CA	Previous registration
AMERIPRISE ADVISOR SERVICES, INC.	n/a	Feb 12, 2009	Oct 5, 2009	no	CENTURY CITY, CA	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Sep 16, 1999	Feb 26, 2009	no	SHERMAN OAKS, CA\|SHERMAN OAKS, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WADDELL & REED	LPL FINANCIAL LLC	Feb 28, 2018	Feb 26, 2018	-2	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	WADDELL & REED	Dec 26, 2013	Dec 12, 2013	-14	Firm change	Other
AMERIPRISE ADVISOR SERVICES, INC.	AMERIPRISE FINANCIAL SERVICES, LLC	Oct 5, 2009	Oct 5, 2009	0	Bulk transfer	Other
CITIGROUP GLOBAL MARKETS INC.	AMERIPRISE ADVISOR SERVICES, INC.	Feb 26, 2009	Feb 12, 2009	-14	Firm change	Other

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Feb 26, 2018 to presentfactForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Dec 12, 2013 to Feb 28, 2018factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Oct 5, 2009 to Dec 26, 2013factForm ADV
→ AMERIPRISE ADVISOR SERVICES, INC.Registered adviserregistration: previous registration
Feb 12, 2009 to Oct 5, 2009factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Sep 16, 1999 to Feb 26, 2009factForm ADV

Dated events

No dated event names this entity yet.