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Advisor at LPL FINANCIAL LLC
ROCKVILLE, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Nov 21, 2025 | n/a | yes | ROCKVILLE, MD | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | May 5, 2017 | Nov 17, 2025 | no | BETHESDA, MD | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Nov 28, 2008 | Apr 3, 2017 | no | WASHINGTON, DC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | LPL FINANCIAL LLC | Nov 17, 2025 | Nov 21, 2025 | 4 | Firm change | Wirehouse to ibd |
| UBS FINANCIAL SERVICES INC. | WELLS FARGO ADVISORS | Apr 3, 2017 | May 5, 2017 | 32 | Firm change | Wirehouse to wirehouse |