RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••••• C•••••••• P•••••
- L•• F•••••••• L•• BD affiliated currentsince Nov 21, 2025 · Rockville, Md
- W•••• F•••• A••••••• wirehouseMay 5, 2017 to Nov 17, 2025 · Bethesda, Md
- U•• F•••••••• S••••••• I••• wirehouseNov 28, 2008 to Apr 3, 2017 · Washington, Dc
- W•••• F•••• A••••••• to L•• F•••••••• L••left Nov 17, 2025, registered Nov 21, 2025 (4 days) · Wirehouse to affiliated broker-dealer or bank
- U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••left Apr 3, 2017, registered May 5, 2017 (32 days) · Wirehouse to wirehouse
- J••••••• C•••••••• P••••• left W•••• F•••• A••••••• for L•• F•••••••• L•• (registered 2025-11-21)Nov 17, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address