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Advisor at IAMS WEALTH MANAGEMENT, LLC
Kaukauna, WI | OMAHA, NE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| IAMS WEALTH MANAGEMENT, LLC | Independent wealth | Aug 14, 2017 | n/a | yes | Kaukauna, WI|OMAHA, NE | Current employment |
| USA FINANCIAL SECURITIES LLC | Independent wealth | Mar 9, 2009 | Jul 16, 2012 | no | APPLETON, WI|ADA, MI|APPLETON, WI | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Jun 2, 2008 | Jan 16, 2009 | no | APPLETON, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| USA FINANCIAL SECURITIES LLC | IAMS WEALTH MANAGEMENT, LLC | Jul 16, 2012 | Aug 14, 2017 | 1,855 | Firm change after gap | Other |
| MORGAN STANLEY & CO. LLC | USA FINANCIAL SECURITIES LLC | Jan 16, 2009 | Mar 9, 2009 | 52 | Firm change | Other |