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Advisor at CETERA INVESTMENT ADVISERS LLC
FARMINGTON,, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Jan 18, 2024 | n/a | yes | FARMINGTON,, MI | Current employment |
| SECURIAN FINANCIAL SERVICES, INC. | Former SEC adviser | Feb 3, 2022 | Jun 22, 2023 | no | Southfield, MI | Previous registration |
| HANTZ FINANCIAL SERVICES, INC. | Independent wealth | Jun 23, 2021 | Jan 28, 2022 | no | SOUTHFIELD, MI | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Mar 25, 2004 | Feb 3, 2005 | no | BINGHAM FARMS, MI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SECURIAN FINANCIAL SERVICES, INC. | CETERA INVESTMENT ADVISERS LLC | Jun 22, 2023 | Jan 18, 2024 | 210 | Firm change | RIA to ibd |
| HANTZ FINANCIAL SERVICES, INC. | SECURIAN FINANCIAL SERVICES, INC. | Jan 28, 2022 | Feb 3, 2022 | 6 | Firm change | RIA to ibd |
| EQUITABLE ADVISORS, LLC | HANTZ FINANCIAL SERVICES, INC. | Feb 3, 2005 | Jun 23, 2021 | 5,984 | Firm change after gap | Ibd to RIA |