DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D•••• T••••• H•••

C••••• I••••••••• A••••••• L••BD affiliatedFarmington,, Midual registrantIAPD 1967778

Feed of 09/14/2026

At current firm

2 y

since Jan 18, 2024

In the industry

27 y

since Nov 5, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Jan 18, 2024 · Farmington,, Mi
S••••••• F•••••••• S•••••••• I••• former
Feb 3, 2022 to Jun 22, 2023 · Southfield, Mi
H•••• F•••••••• S•••••••• I••• independent RIA
Jun 23, 2021 to Jan 28, 2022 · Southfield, Mi
E•••••••• A•••••••• L•• national BD
Mar 25, 2004 to Feb 3, 2005 · Bingham Farms, Mi

Moves

a registration end followed by a registration begin elsewhere

S••••••• F•••••••• S•••••••• I••• to C••••• I••••••••• A••••••• L••
left Jun 22, 2023, registered Jan 18, 2024 (210 days) · RIA to affiliated broker-dealer or bank
H•••• F•••••••• S•••••••• I••• to S••••••• F•••••••• S•••••••• I•••
left Jan 28, 2022, registered Feb 3, 2022 (6 days) · RIA to affiliated broker-dealer or bank
E•••••••• A•••••••• L•• to H•••• F•••••••• S•••••••• I•••
left Feb 3, 2005, registered Jun 23, 2021 (5984 days) · Affiliated broker-dealer or bank to independent RIA

Signals

D•••• T••••• H••• left S••••••• F•••••••• S•••••••• I••• for C••••• I••••••••• A••••••• L•• (registered 2024-01-18)
Jun 22, 2023 · Advisor changed firm · fact
D•••• T••••• H••• left H•••• F•••••••• S•••••••• I••• for S••••••• F•••••••• S•••••••• I••• (registered 2022-02-03)
Jan 28, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address