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Advisor at ST. BERNARD FINANCIAL SERVICES, INC.
RUSSELLVILLE, AR | Tulsa, OK
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ST. BERNARD FINANCIAL SERVICES, INC. | Bd affiliated wealth | Dec 1, 2015 | n/a | yes | Tulsa, OK|RUSSELLVILLE, AR|Tulsa, OK | Current employment |
| FIRST INDEPENDENT ADVISORY SERVICES, INC. | n/a | Nov 1, 2006 | Dec 1, 2015 | no | TULSA, OK|TULSA, OK | Previous registration |
| ASSET & INVESTMENT ADVISORS, INC. | n/a | Nov 8, 2001 | Dec 12, 2006 | no | TULSA, OK | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIRST INDEPENDENT ADVISORY SERVICES, INC. | ST. BERNARD FINANCIAL SERVICES, INC. | Dec 1, 2015 | Dec 1, 2015 | 0 | Firm change | Other |
| ASSET & INVESTMENT ADVISORS, INC. | FIRST INDEPENDENT ADVISORY SERVICES, INC. | Dec 12, 2006 | Nov 1, 2006 | -41 | Firm change after gap | Other |